Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-02145 | 01/28/2016 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Travis McGregor Respondent(s): Steven Condit Respondent Lawyers(s): Steven Bartlett Condit Arbitrator(s): Emily J. Lewis Hearing Site: Cincinnati, OH | $0 | |
| 12-02826 | 01/25/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Joshua Maddux Respondent Lawyers(s): Joshua A. Maddux Arbitrator(s): Jeffrey A. Schuh, Leo G. Stern, John M. James Hearing Site: Minneapolis, MN | $0 | |
| 12-03961 | 01/25/2016 | Claimant(s): Joshua Maddux Claimant Lawyers(s): Joshua Aaron Maddux Respondent(s): Morgan Stanley Respondent Lawyers(s): Kitoh Grey Arbitrator(s): Hearing Site: Minneapolis, MN | $0 | |
| 15-02650 | 01/25/2016 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Karen P. Gaster Respondent(s): Brendan O'Connell Respondent Lawyers(s): Brendan O'Connell Arbitrator(s): Christopher M. McMurray Hearing Site: Baltimore, MD | $0 | |
| 15-00233 | 01/22/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Timothy N. Will Respondent(s): John Gannon Respondent Lawyers(s): John F. Gannon Arbitrator(s): Lester Friedman Hearing Site: San Francisco, CA | $0 | |
| 15-02354 | 01/22/2016 | Claimant(s): Invest Financial Corporation Claimant Lawyers(s): Scott A. Chernich Respondent(s): Karrie Parrett Respondent Lawyers(s): Karrie Renee Parrett Arbitrator(s): John F. Burns Hearing Site: Cincinnati, OH | $0 | |
| 15-00162 | 01/21/2016 | Claimant(s): Barbara Russell Claimant Lawyers(s): Neal Brickman Respondent(s): Danielle Hughes, Divine Capital Markets LLC Respondent Lawyers(s): Ralph De Martino Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY | $0 | |
| 15-00798 | 01/21/2016 | Claimant(s): James Kenny Claimant Lawyers(s): James Kenny Respondent(s): Morgan Stanley Respondent Lawyers(s): Philip J. Campisi Arbitrator(s): Robert M. Goldstein Hearing Site: New York, NY | $0 | |
| 15-00428 | 01/19/2016 | Claimant(s): Scott Blair Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Andrea M. Greene Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | $0 | |
| 15-00438 | 01/19/2016 | Claimant(s): Allan Yarkin Claimant Lawyers(s): Peter W. Homer Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Jeffrey Friedman Arbitrator(s): Geraldine A. Genco, Gilbert A. Schnirman, Louis David Huss Hearing Site: Miami, FL | $0 |