Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01621 | 03/20/2024 | Claimant(s): Xavier Aguayo Diaz Claimant Lawyers(s): Russell Del Toro Parra Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR | ||
| 22-00837 | 03/20/2024 | Claimant(s): Ryan Nelson Claimant Lawyers(s): Neil S. Binder Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Kenneth J. Kelly Arbitrator(s): Joan Maxine Secofsky, Emily M. Altman, Harvey E. Benjamin Hearing Site: New York, NY | ||
| 23-02704 | 03/20/2024 | Claimant(s): Trevor Fried Claimant Lawyers(s): Randi P Spallina Respondent(s): Morgan Stanley Respondent Lawyers(s): Gina Shlaferman Arbitrator(s): Barry David Thorpe Hearing Site: Boca Raton, FL | ||
| 23-01722 | 03/20/2024 | Claimant(s): William Perera Claimant Lawyers(s): William Rohan Harin Perera Respondent(s): Vista Point Advisors Respondent Lawyers(s): Julie A. Totten Arbitrator(s): Mitchell S. Ostwald, Jonathan H. Krotinger, Wendi Lee Eckardt Hearing Site: San Francisco, CA | ||
| 23-02628 | 03/19/2024 | Claimant(s): Ekua Anyanful Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Louis J. Weber Hearing Site: Dallas, TX | ||
| 23-01206 | 03/19/2024 | Claimant(s): Robert Cadena Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 23-03433 | 03/19/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Teresa J. Thong Respondent(s): Sona Rikhye Respondent Lawyers(s): Sona Rikhye Arbitrator(s): Herb Schwartz Hearing Site: San Francisco, CA | ||
| 23-01285 | 03/19/2024 | Claimant(s): Joseph Cantrell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securian Financial Services. Respondent Lawyers(s): Beth Wiederholt Arbitrator(s): David A. Schuler Hearing Site: New Orleans, LA | ||
| 23-01151 | 03/18/2024 | Claimant(s): Timothy Longo Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): Trident Partners Ltd. Respondent Lawyers(s): Eric J Sussman Arbitrator(s): Brian John Gallagher Hearing Site: New York, NY | ||
| 22-02647 | 03/15/2024 | Claimant(s): Victor Tomassini Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR |