Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03545 | 06/05/2019 | Claimant(s): Heath Abernathy Claimant Lawyers(s): Louis D. Tambaro Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Bradley A. Fishman Arbitrator(s): James W. Kerr Hearing Site: Dallas, TX | $0 | |
| 18-03767 | 06/05/2019 | Claimant(s): Jason Spears Claimant Lawyers(s): Jason P. Spears Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Arne R. Rode Hearing Site: Chicago, IL | $0 | |
| 18-01243 | 06/04/2019 | Claimant(s): Colleen Schuhmann Claimant Lawyers(s): Joshua F. Bautz Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Robert G. Geeseman Hearing Site: Boca Raton, FL | $0 | |
| 18-02671 | 06/04/2019 | Claimant(s): James Saltzburg Claimant Lawyers(s): Jean H. Bickhart Respondent(s): Citizens Securities. Respondent Lawyers(s): Geoffrey W. Millsom Arbitrator(s): Mark H. Stein Hearing Site: Philadelphia, PA | $0 | |
| 18-03703 | 06/04/2019 | Claimant(s): Peter Dizdar Claimant Lawyers(s): Israel Klein Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Ruth Ann Burgess Arbitrator(s): Paul C. Kurland Hearing Site: New York, NY | $0 | |
| 19-00338 | 06/04/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Jorge De Apodaca Respondent Lawyers(s): V. Michael Arias Arbitrator(s): Steven Gerard Goerke Hearing Site: Boca Raton, FL | $0 | |
| 18-04193 | 06/03/2019 | Claimant(s): Charles Laubach Claimant Lawyers(s): Charles Laubach Respondent(s): Chapin Davis. Respondent Lawyers(s): Daniel J. Donovan Arbitrator(s): Brian Charles Parker Hearing Site: Baltimore, MD | $0 | |
| 19-00351 | 06/03/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Gregory Tendrich Respondent(s): Jonathan Ender Respondent Lawyers(s): V. Michael Arias Arbitrator(s): Richard J. Kaplan Hearing Site: Boca Raton, FL | $0 | |
| 19-00598 | 06/03/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Alan S Brodherson Respondent(s): John Reynolds Respondent Lawyers(s): John Stephen Reynolds Arbitrator(s): Kenneth J. Horowitz Hearing Site: Newark, NJ | $0 | |
| 18-02298 | 05/31/2019 | Claimant(s): James Raia Claimant Lawyers(s): Dochtor Kennedy Respondent(s): GunnAllen Financial, J.P. Turner & Company, L.L.C. Respondent Lawyers(s): Jeremy Carr, Soneet R. Kapila Arbitrator(s): Martin A. Edelstein Hearing Site: New York, NY | $0 |