23-02832 | 04/02/2024 | Claimant(s): Richard Skelton Claimant Lawyers(s): Chad Weaver Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA
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23-02306 | 04/02/2024 | Claimant(s): Timothy Derouin Claimant Lawyers(s): Patrick E. Brookhouser Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Clarke C. Greene Arbitrator(s): Leah Murray Albert, Phyllis Karasov, Danielle L. Anderson Hearing Site: Des Moines, IA
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23-00040 | 03/29/2024 | Claimant(s): Mark Kolta Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation, Worden Capital Management LLC, Aegis Capital Corp. Respondent Lawyers(s): Daniel Scott Furst, Emily A. Hayes, Jamie J. Worden Arbitrator(s): Cheryl H. Agris, John Clark Van Steen, Susan Romano Hearing Site: New York, NY
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23-01390 | 03/29/2024 | Claimant(s): Gregory Thorn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX
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23-01491 | 03/29/2024 | Claimant(s): Michael Rice Claimant Lawyers(s): Chelsea Bauer Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Christopher K. Kiplok Arbitrator(s): Peter E. Gillespie Hearing Site: New York, NY
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23-02041 | 03/28/2024 | Claimant(s): John Parmigiani Claimant Lawyers(s): Irwin Weltz Respondent(s): Allied Millennial Partners Respondent Lawyers(s): Kay Johnson Arbitrator(s): Michael H DuBoff Hearing Site: New York, NY
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23-01466 | 03/28/2024 | Claimant(s): Jeffrey Beaulieu Claimant Lawyers(s): William Bean Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Andrew S. Azarmi Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
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23-02802 | 03/28/2024 | Claimant(s): Edward Maynard Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Kristina J. Branstetter Arbitrator(s): Joseph V. Simeri Hearing Site: Cincinnati, OH
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23-02347 | 03/28/2024 | Claimant(s): Carlos Estima, Eduardo Cruz, Kenia Naves Rocha, Luis De Melo Ferreira Claimant Lawyers(s): Jordi C. Martinez-Cid Respondent(s): EFG Capital International Respondent Lawyers(s): Coren H. Stern Arbitrator(s): Gloria F. Katz, Paul A. Holmes, Robert G. Geeseman Hearing Site: Boca Raton, FL
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22-00735 | 03/27/2024 | Claimant(s): Patrick McWalter Claimant Lawyers(s): William Bean Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Sean J. Coughlin Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY
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