07-02724 | 10/22/2008 | Claimant(s): RBC Dain Rauscher. Claimant Lawyers(s): Gary Richard Irwin Respondent(s): Wayne Sorokowski Respondent Lawyers(s): Jason S. Haselkorn Arbitrator(s): Arthur J. Leibell, Ted Romanos, William R. Alheim Hearing Site: Boca Raton, FL
| | |
07-03389 | 10/22/2008 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kelli Bullington Respondent(s): David Riggleman Respondent Lawyers(s): David W. Riggleman Arbitrator(s): Willis E. Adams, Martin Salzman, Robert Kevin O'Mara Hearing Site: Tampa, FL
| | |
07-03592 | 10/22/2008 | Claimant(s): Gregory Eagan Claimant Lawyers(s): Ethan A. Brecher Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Richard B. Palmer Arbitrator(s): Diane Getzler, Judith E. Gross, Toby Susan DeSimone Hearing Site: New York, NY
| | |
08-00377 | 10/22/2008 | Claimant(s): Michael Preston Claimant Lawyers(s): Michael J. Preston Respondent(s): David Bass, Arena Capital Advisors Respondent Lawyers(s): David Bass Arbitrator(s): Thomas C. Looney, Michael Lloyd Weisel, John D. Robb Hearing Site: Raleigh, NC
| | |
08-00666 | 10/22/2008 | Claimant(s): Newbridge Securities Corporation Claimant Lawyers(s): Michael S. Colombo Respondent(s): Felipe Arrieta Respondent Lawyers(s): Felipe N. Arrieta Arbitrator(s): Melanie S. Cherdack, John E. Hiro, Gilbert Tendler Hearing Site: Miami, FL
| | |
08-01546 | 10/22/2008 | Claimant(s): Dawson James Securities. Claimant Lawyers(s): Albert J. Poliak Respondent(s): Joseph Galbo Respondent Lawyers(s): Steven M. Selz Arbitrator(s): Lionel P. Greenbaum Hearing Site: Boca Raton, FL
| | |
06-01086 | 10/21/2008 | Claimant(s): Jeffrey Geiger Claimant Lawyers(s): Christopher R. Pettit Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Miles D. Hart Arbitrator(s): W. Sean Kelleher, Larry P. Larsen, Richard R. Edmister Hearing Site: Columbus, OH
| | |
07-00922 | 10/21/2008 | Claimant(s): Chatsworth Securities Claimant Lawyers(s): Kevin T. Hoffman Respondent(s): The GMS Group Respondent Lawyers(s): Robin C. Tarr Arbitrator(s): Barry Quint, William E.S. Browning, Kelly M. Lonergan Hearing Site: Hartford, CT
| | |
08-01103 | 10/21/2008 | Claimant(s): Michael Jacobs Claimant Lawyers(s): Michael M. Jacobs Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): David Lebowitz Arbitrator(s): James J. Noone Hearing Site: Newark, NJ
| | |
07-03384 | 10/20/2008 | Claimant(s): Ronald Waseleski Claimant Lawyers(s): Ronald Richard Waseleski Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Kevin B. Walker Arbitrator(s): Garrett J. Dombrowski Hearing Site: Newark, NJ
| | |