| 07-02724 | 10/22/2008 | Claimant(s): RBC Dain Rauscher.
Claimant Lawyers(s): Gary Richard Irwin
Respondent(s): Wayne Sorokowski
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Arthur J. Leibell, Ted Romanos, William R. Alheim
Hearing Site: Boca Raton, FL
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| 07-03389 | 10/22/2008 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): David Riggleman
Respondent Lawyers(s): David W. Riggleman
Arbitrator(s): Willis E. Adams, Martin Salzman, Robert Kevin O'Mara
Hearing Site: Tampa, FL
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| 07-03592 | 10/22/2008 | Claimant(s): Gregory Eagan
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Richard B. Palmer
Arbitrator(s): Diane Getzler, Judith E. Gross, Toby Susan DeSimone
Hearing Site: New York, NY
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| 08-00377 | 10/22/2008 | Claimant(s): Michael Preston
Claimant Lawyers(s): Michael J. Preston
Respondent(s): David Bass, Arena Capital Advisors
Respondent Lawyers(s): David Bass
Arbitrator(s): Thomas C. Looney, Michael Lloyd Weisel, John D. Robb
Hearing Site: Raleigh, NC
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| 08-00666 | 10/22/2008 | Claimant(s): Newbridge Securities Corporation
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Felipe Arrieta
Respondent Lawyers(s): Felipe N. Arrieta
Arbitrator(s): Melanie S. Cherdack, John E. Hiro, Gilbert Tendler
Hearing Site: Miami, FL
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| 08-01546 | 10/22/2008 | Claimant(s): Dawson James Securities.
Claimant Lawyers(s): Albert J. Poliak
Respondent(s): Joseph Galbo
Respondent Lawyers(s): Steven M. Selz
Arbitrator(s): Lionel P. Greenbaum
Hearing Site: Boca Raton, FL
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| 06-01086 | 10/21/2008 | Claimant(s): Jeffrey Geiger
Claimant Lawyers(s): Christopher R. Pettit
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): W. Sean Kelleher, Larry P. Larsen, Richard R. Edmister
Hearing Site: Columbus, OH
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| 07-00922 | 10/21/2008 | Claimant(s): Chatsworth Securities
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): The GMS Group
Respondent Lawyers(s): Robin C. Tarr
Arbitrator(s): Barry Quint, William E.S. Browning, Kelly M. Lonergan
Hearing Site: Hartford, CT
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| 08-01103 | 10/21/2008 | Claimant(s): Michael Jacobs
Claimant Lawyers(s): Michael M. Jacobs
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): David Lebowitz
Arbitrator(s): James J. Noone
Hearing Site: Newark, NJ
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| 07-03384 | 10/20/2008 | Claimant(s): Ronald Waseleski
Claimant Lawyers(s): Ronald Richard Waseleski
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Garrett J. Dombrowski
Hearing Site: Newark, NJ
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