| 07-03306 | 01/16/2009 | Claimant(s): Kayvan Karoon
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Steven Lasser
Respondent Lawyers(s): Steven Jay Lasser
Arbitrator(s): Daniel J. McCarthy, Michael E. Silverman, Joan Marie Chiusano
Hearing Site: Newark, NJ
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| 07-03466 | 01/16/2009 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Kerrie Best
Respondent Lawyers(s): Kerrie L. Best
Arbitrator(s): James Clifton Stone, Michael F. Fetsch, Robert L. Smith
Hearing Site: Indianapolis, IN
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| 08-00006 | 01/16/2009 | Claimant(s): Craig Shere
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Calyon Securities (USA) Inc.
Respondent Lawyers(s): Tracey Tiska
Arbitrator(s): Earl S. Schwarz, Martin L. Feinberg, Joseph I. Liebman
Hearing Site: New York, NY
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| 08-00222 | 01/16/2009 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Jon Barnes
Respondent Lawyers(s): Jon Ross Barnes
Arbitrator(s): Jeffrey E. Skogsbergh, Michael Dean, Randall N. Kirk
Hearing Site: Las Vegas, NV
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| 08-00660 | 01/16/2009 | Claimant(s): Robert Cohen
Claimant Lawyers(s): Anthony Carabba
Respondent(s): James Bovino, Trinity Trading Corp.
Respondent Lawyers(s): George A. Sirignano
Arbitrator(s): Rebecca A. Novak, Nancy Plesser Wendell, Ira L. Blankstein
Hearing Site: New York, NY
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| 08-01821 | 01/16/2009 | Claimant(s): William Assatly
Claimant Lawyers(s): William Assatly
Respondent(s): The Vertical Group
Respondent Lawyers(s): Robert Schaffer
Arbitrator(s): David Hirschberg, David E. Robbins, Julian F. Santos
Hearing Site: New York, NY
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| 08-01157 | 01/14/2009 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Lance Cooper
Respondent Lawyers(s): Lance Sloan Cooper
Arbitrator(s): David T. Maddux
Hearing Site: Birmingham, AL
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| 07-03274 | 01/13/2009 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Edward McNally
Respondent Lawyers(s): Edward M. McNally
Arbitrator(s): Philip W. Burge, Salvatore A. Sciortino, Joel D. Davidman
Hearing Site: Los Angeles, CA
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| 08-00359 | 01/13/2009 | Claimant(s): Zeus Securities.
Claimant Lawyers(s): Marc S. Gottlieb
Respondent(s): RBC Dain Correspondence Services
Respondent Lawyers(s): Carolyn Guy
Arbitrator(s): Paul A. Merolla
Hearing Site: New York, NY
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| 08-02500 | 01/13/2009 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Sandra Pope
Respondent Lawyers(s): Sandra Pope
Arbitrator(s): Dallas Whitney Coffman
Hearing Site: Hartford, CT
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