08-03727 | 03/31/2009 | Claimant(s): Creative Wealth Inc. Claimant Lawyers(s): Micheal P. Gilmore Respondent(s): William Horbatuk Respondent Lawyers(s): William John Horbatuk Arbitrator(s): Joseph D. Cosgrove Hearing Site: New York, NY
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08-01029 | 03/30/2009 | Claimant(s): Karen Wines Claimant Lawyers(s): Jonathan Sack Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Christin Choi Arbitrator(s): Sandra Gale Behrle Hearing Site: New York, NY
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08-01829 | 03/30/2009 | Claimant(s): Armodios Papagianakis Claimant Lawyers(s): Armodios N. Papagianakis Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Russel D. Francisco Arbitrator(s): John B. Sprung Hearing Site: New York, NY
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08-01713 | 03/27/2009 | Claimant(s): Geoffrey Church Claimant Lawyers(s): Dudley Muth Respondent(s): James Alexander Respondent Lawyers(s): James Alexander Arbitrator(s): Richard J. Stall, George L. Tindall, Bryan L. Herrmann Hearing Site: Los Angeles, CA
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07-02726 | 03/26/2009 | Claimant(s): Ridge Clearing & Outsourcing Solutions, Claimant Lawyers(s): Howard Schiffman Respondent(s): Arjent Ltd., Arjent Services LLC, Arjent Limited Respondent Lawyers(s): Andrew Goodman Arbitrator(s): Donald J. Rasweiler, Burton M. Fendelman, Carole R. Bernstein Hearing Site: New York, NY
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07-03023 | 03/26/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): William Brennan Respondent Lawyers(s): Robert J. Benbenek Arbitrator(s): Thomas J. McAllister, Jerry M. Deters, Heath O. Lauseng Hearing Site: St. Louis, MO
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08-01181 | 03/26/2009 | Claimant(s): Naomi Britton Claimant Lawyers(s): Burton M. Bentley Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Christin M. Choi Arbitrator(s): Gary L. Freeman, Marc Kalish, Amy L. Lieberman Hearing Site: Phoenix, AZ
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08-01286 | 03/25/2009 | Claimant(s): Michael Pickholz Claimant Lawyers(s): Robert Heim Respondent(s): ThinkEquity Partners LLC Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Robert Pincus, Marilyn J. Salzman, J. Julie Jason Hearing Site: New York, NY
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08-01679 | 03/24/2009 | Claimant(s): Fidelity Brokerage Services LLC Claimant Lawyers(s): John O. Lukanski Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph E. Gehring Arbitrator(s): Michael E. Curan, Donald Ferguson, Joshua Mark Zucker Hearing Site: New York, NY
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08-02906 | 03/24/2009 | Claimant(s): Elizabeth Nolan Claimant Lawyers(s): Elizabeth Nolan Respondent(s): William Astrop Respondent Lawyers(s): William Bowen Astrop Arbitrator(s): Jerrold Levine Hearing Site: Ft. Lauderdale, FL
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