08-02145 | 04/23/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Frank Kim Respondent Lawyers(s): Michael A. Smeader Arbitrator(s): Anthony Vitanza, Randolph Guggenheimer, Alan Kenneth Scheff Hearing Site: Buffalo, NY
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08-04139 | 04/22/2009 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kelli Bullington Respondent(s): Tracy Clifford Respondent Lawyers(s): Tracy L. Clifford Arbitrator(s): Alison Hardage Hearing Site: Tampa, FL
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08-04173 | 04/22/2009 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Michael Parker Respondent Lawyers(s): Michael Joe Parker Arbitrator(s): Robert A. Vogler Hearing Site: Detroit, MI
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08-04208 | 04/22/2009 | Claimant(s): Riverstone Wealth Management. Claimant Lawyers(s): Marc L. Lippincott Respondent(s): Jacob Carriker Respondent Lawyers(s): Jacob Stevenson Carriker Arbitrator(s): Donald K. Eckhardt Hearing Site: Houston, TX
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08-04335 | 04/22/2009 | Claimant(s): Howard Braff Claimant Lawyers(s): Howard Braff Respondent(s): Christopher Collins Respondent Lawyers(s): Christopher Alfredo Collins Arbitrator(s): Catherine Ladnier Hearing Site: New York, NY
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08-00169 | 04/21/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Timothy N. Will Respondent(s): Bryant Hayward, Richard Holm, Robert Corona Respondent Lawyers(s): Charles H. Torres, Timothy N. Will Arbitrator(s): Suanne M. Parro, Luis D. Rovira, Wylie G. Hairgrove Hearing Site: Denver, CO
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08-00737 | 04/21/2009 | Claimant(s): Brian Armstrong, Shawndi Hatfield Claimant Lawyers(s): Randall M. Foret Respondent(s): Julie Rosenthal, William Rosenthal Respondent Lawyers(s): Thomas S. Brandon Arbitrator(s): Tony Michael Haddock, James W. Kerr, Mary Elizabeth Skelnik Hearing Site: Dallas, TX
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07-01972 | 04/17/2009 | Claimant(s): Timothy Sullivan Claimant Lawyers(s): Anne Marie Murphy Respondent(s): Advanced Equities. Respondent Lawyers(s): Kelly J. Moynihan Arbitrator(s): Paul J. Dubow, Carl B. Noelke, Thomas C. McNally Hearing Site: San Francisco, CA
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08-01749 | 04/17/2009 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Philip J. Campisi Respondent(s): Van Washington Respondent Lawyers(s): Van Washington Arbitrator(s): Simeon R. Trotter, Robert R. Nursey, Darrell G. Compton Hearing Site: Dallas, TX
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06-03789 | 04/16/2009 | Claimant(s): John Gaffney Claimant Lawyers(s): Richard A. Herman Respondent(s): Andrew Grillo, George Batelli Jr., Citigroup Global Markets., Maribeth Robinson, Peter Liebeskind, Steven Torrico Respondent Lawyers(s): Christopher M. Galusha, Kevin B. Walker Arbitrator(s): Charles A. Crocco, Marguerite B. Filson, Howard Breindel Hearing Site: Newark, NJ
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