| 08-03031 | 05/21/2009 | Claimant(s): Andrew Tressler, Anthony Graziano, Derek Rehill, Todd Aitken, NoCoa Corporation
Claimant Lawyers(s): Andrew Jonathan Tressler
Respondent(s): Carl Giangrande
Respondent Lawyers(s): Carl Anthony Giangrande
Arbitrator(s): Robert Pincus
Hearing Site: New York, NY
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| 08-00449 | 05/20/2009 | Claimant(s): Gordon Levey
Claimant Lawyers(s): Michael Schwartzberg
Respondent(s): Barret Naylor, Douglas Lowey, Brownstone Investment Group
Respondent Lawyers(s): Eric B. Fisher, Michael H. Ference
Arbitrator(s): Hugh N. Fryer, Peter A. Goldman, Michael F. Spellman
Hearing Site: New York, NY
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| 08-02821 | 05/20/2009 | Claimant(s): Shukri Dayeh
Claimant Lawyers(s): George S. Mehallow
Respondent(s): M & T Securities.
Respondent Lawyers(s): Sean D. Ronan
Arbitrator(s): Kathleen Hoey Gorr
Hearing Site: Rochester, NY
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| 08-00003 | 05/19/2009 | Claimant(s): Irene Ng
Claimant Lawyers(s): Anthony M. Abraham
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Scott Clark
Respondent Lawyers(s): Julianne L. Peck, Ronald C. Minkoff
Arbitrator(s): Lucienne Carasso Bulow, Frank Irizarry, Bruce K. Isenberg
Hearing Site: New York, NY
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| 09-01732 | 05/19/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Michael J. DiMattia
Respondent(s): Jeremy Donefer, John Pasacreta, John Rotando, Jordan Samelson, Morgan Stanley & Co.
Respondent Lawyers(s): John Greco, Philip J. Campisi
Arbitrator(s): Barbara J. Glenns, Melvin S. Slade, Aaron Tyk
Hearing Site: New York, NY
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| 08-01488 | 05/18/2009 | Claimant(s): Matthew Thournout
Claimant Lawyers(s): Peter V. Fullerton
Respondent(s): vFinance Investments.
Respondent Lawyers(s): Antoinette Theodossakos
Arbitrator(s): Sheldon I. Saitlin, James G. Gertz, Andrew Jay Kohan
Hearing Site: Boca Raton, FL
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| 08-02122 | 05/14/2009 | Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Christopher G. Massey
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Herbert Z. Geiger
Hearing Site: Newark, NJ
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| 08-04758 | 05/14/2009 | Claimant(s): Jason Qualls
Claimant Lawyers(s): Jason W Qualls
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Rebecca Brinkley
Arbitrator(s): Chandler R Bridges
Hearing Site: Nashville, TN
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| 09-02300 | 05/14/2009 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ed Magarian
Respondent(s): Kevyn Robinson
Respondent Lawyers(s): Kevyn R. Robinson
Arbitrator(s): David N. Burn, Fred M. Ridolphi, Patricia Best Vital
Hearing Site: Memphis, TN
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| 08-02353 | 05/13/2009 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Steven W. Brennan
Respondent(s): John Marrone
Respondent Lawyers(s): John Anthony Marrone
Arbitrator(s): Jeffrey E. Skogsbergh, Gerald C. Tambe, Edward Banian
Hearing Site: Los Angeles, CA
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