09-02476 | 04/06/2010 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): David Frand Respondent Lawyers(s): David N. Frand Arbitrator(s): Theodore Kimelman Hearing Site: Boca Raton, FL
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09-04157 | 04/06/2010 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Respondent Lawyers(s): Arbitrator(s): Sidney L. Sussman, David P. McDuffee, Thomas Doyle Blum Hearing Site: Charlotte, NC
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08-00835 | 04/01/2010 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Ronald P. Kane Respondent(s): Mathew Dailey Respondent Lawyers(s): Ronald P. Kane Arbitrator(s): Bonny Kathleen Riggs, Michael J. Busch, Laurie E. Law Hearing Site: Seattle, WA
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08-03491 | 04/01/2010 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): David Lee Respondent(s): Bart Ellis Respondent Lawyers(s): Michael E. Lavelle Arbitrator(s): Jeffrey W. Finke, Elizabeth C. Burton, Elayne Morgan Hearing Site: Chicago, IL
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09-02567 | 04/01/2010 | Claimant(s): Eric May Claimant Lawyers(s): Robert A. Scher Respondent(s): Sandgrain Securities. Respondent Lawyers(s): Christopher R. Travis Arbitrator(s): Edward Buscemi Hearing Site: New York, NY
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08-03070 | 03/31/2010 | Claimant(s): Steven Esposito Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Erin E. Mac Avoy Arbitrator(s): Theodore L. Leeb, Epaminondas Eddie Manelis, John C. Bierbusse Hearing Site: Chicago, IL
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09-02129 | 03/31/2010 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Peter Byer Respondent(s): Michael Napolitano Respondent Lawyers(s): J. Christopher Albanese Arbitrator(s): Roger J. Hawke, Frank Irizarry, W. Jeffrey Weinlandt Hearing Site: New York, NY
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09-03343 | 03/31/2010 | Claimant(s): Lauren Stauffer Claimant Lawyers(s): Jeffrey S. Kruske Respondent(s): Legend Equities Corporation Respondent Lawyers(s): Marc S. Dobin Arbitrator(s): Donald B. Clark, Sharon Lee McKinney, Steven Joseph Streen Hearing Site: Kansas City, MO
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09-03378 | 03/31/2010 | Claimant(s): Robert Willoughby Claimant Lawyers(s): Jeffrey Shepro Respondent(s): Weatherly Securities Corporation Respondent Lawyers(s): Maria Porcelli Arbitrator(s): Lise Gabrielle Hunter Hearing Site: New York, NY
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09-01995 | 03/30/2010 | Claimant(s): Karen Hankinson Claimant Lawyers(s): Karen R. Hankinson Respondent(s): Kathleen Mcpherson, Kenneth Brown, Russell Riccobono, Scott Brooks, Stanley Brooks, Steve Skytte, Brookstreet Securities Corporation Respondent Lawyers(s): Donald E. Hemke, H. Thomas Fehn, Kathleen Margaret McPherson, Russell Robert Riccobono, Steve Skytte Arbitrator(s): Thomas H. McAvoy, Michael D. Hamilton, Laurent Taylor Hearing Site: Tampa, FL
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