| 18-01101 | 02/19/2019 | Claimant(s): Frank Cuenca
Claimant Lawyers(s): Michael Bessette
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Bradley Fishman
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: San Diego, CA
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| 18-01682 | 11/12/2018 | Claimant(s): Christopher Quebedeau
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation, National Planning Corporation
Respondent Lawyers(s): Bradley A. Fishman, Scott R. Forbush
Arbitrator(s): Lynne M. Gomez
Hearing Site: New Orleans, LA
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| 18-01272 | 10/29/2018 | Claimant(s): Timothy Sullivan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation, Alamo Capital
Respondent Lawyers(s): Allison Kent-Aster, Bradley A. Fishman
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
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| 18-00020 | 08/30/2018 | Claimant(s): Marlis Gilbert
Claimant Lawyers(s): Michael Bessette
Respondent(s): FSC Securities Corporation, VSR Financial Services.
Respondent Lawyers(s): Bradley A. Fishman, Christina Vourakis
Arbitrator(s): Michael J. Meeusen
Hearing Site: Des Moines, IA
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| 15-01377 | 07/22/2016 | Claimant(s): Richard Arzaga
Claimant Lawyers(s): Daren A. Luma
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Howard D. Jacob, Keely D. Parr, Harold Glenn Stafford
Hearing Site: New York, NY
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| 13-01431 | 10/28/2014 | Claimant(s): Alfred Scott
Claimant Lawyers(s): Alfred Lee Scott
Respondent(s): A. Eddleman, Christian Eddleman, FSC Securities Corporation, Lea Goodman
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Isidoro Berkman, Nicholas J. Caputo, Pamela S. Mann
Hearing Site: San Francisco, CA
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| 13-00397 | 11/12/2013 | Claimant(s): FSC Securities Corporation
Claimant Lawyers(s): Craig A. Vollono
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
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| 12-03652 | 07/25/2013 | Claimant(s): FSC Securities Corporation
Claimant Lawyers(s): Craig A Vollono
Respondent(s): Bruce Hutson
Respondent Lawyers(s): Bruce Parish Hutson
Arbitrator(s): Robert S. Sugarman
Hearing Site: Milwaukee, WI
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| 12-00911 | 03/14/2013 | Claimant(s): FSC Securities Corporation
Claimant Lawyers(s): Craig A. Vollono
Respondent(s): Donald Zienty
Respondent Lawyers(s): Donald Matthew Zienty
Arbitrator(s): Howard R. Gaines
Hearing Site: Phoenix, AZ
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| 11-02785 | 05/04/2012 | Claimant(s): Drew Springer
Claimant Lawyers(s): John T. Gerhart
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Justin J. D'Elia
Arbitrator(s): William E. Hartsfield, Terry Landry, Edward J. Lynch
Hearing Site: Dallas, TX
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