FINRA Awards for Nuviah Shirazi

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 21-30 out of 37 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-03458	06/13/2019	Claimant(s): Robert Robbins Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Advisors Financial Network, Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman, Nuviah Shirazi Arbitrator(s): Robert S. Hark Hearing Site: Manchester, NH
18-03459	05/14/2019	Claimant(s): Scott Kurkjian Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Jonathan B. Gilbert Hearing Site: Chicago, IL
18-00949	09/19/2018	Claimant(s): Anne Gagnon, David Rosenberg Claimant Lawyers(s): Mark S. Gregory Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY
17-02295	04/17/2018	Claimant(s): Matthew Turner Claimant Lawyers(s): Eric Litow Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Mitchel Weiss Hearing Site: Jacksonville, FL
17-00306	08/15/2017	Claimant(s): David Rosenberg Claimant Lawyers(s): Mark S. Gregory Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): William G. Binckes Hearing Site: New York, NY
17-00146	06/30/2017	Claimant(s): David Rosenberg Claimant Lawyers(s): Mark S. Gregory Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Joan M. Traub Hearing Site: New York, NY
15-01073	03/23/2017	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Nuviah Shirazi Respondent(s): Mark Agre Respondent Lawyers(s): Ross E. Webster Arbitrator(s): M. W. Gear, Michael A. Rzewnicki, Philip J. Glick Hearing Site: Kansas City, MO
16-02701	02/01/2017	Claimant(s): Michael Magruder Claimant Lawyers(s): David E. Robbins Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Dineo Coleman Gary, Eric Ross Cromartie, Douglas Ken Rudley Hearing Site: Dallas, TX
15-00392	10/05/2015	Claimant(s): Michael Magruder Claimant Lawyers(s): David E. Robbins Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Ann Blaess Kimball, Stephen Ronald Crissey, Eric Ross Cromartie Hearing Site: Dallas, TX
14-01335	11/26/2014	Claimant(s): John McHugh Claimant Lawyers(s): Joshua D. Jones Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Frederick Michael Switzer Hearing Site: St. Louis, MO