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FINRA Awards for Newark, NJ

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Displaying 321-330 out of 349 results
Case Number Award Date Case Summary Customer Case? Amount Granted
99-0015502/23/2009Claimant(s): Dan Druz
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Morgan Stanley DW Inc., Richard Hayes
Respondent Lawyers(s): Richard Szuch
Arbitrator(s): Joan M. Traub, Simone A. Muscarnera, Nathalie Potter Maio
Hearing Site: Newark, NJ
08-0009302/06/2009Claimant(s): Joseph Rosio
Claimant Lawyers(s): Norman B. Arnoff
Respondent(s): Jefferies & Company.
Respondent Lawyers(s): Joseph Allgor
Arbitrator(s): Edward L. Levine, Robert M. Berman, Thomas Anthony Brady
Hearing Site: Newark, NJ
08-0052002/06/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): David Smith
Respondent(s): Vincent Monaco
Respondent Lawyers(s): Vincent M. Monaco
Arbitrator(s): Gerald A. Guild, J. Kenneth Lyons, Richard V. Adams
Hearing Site: Newark, NJ
08-0185201/23/2009Claimant(s): Debora Yenny-Wittlinger
Claimant Lawyers(s): Debora A. Yenny-Wittlinger
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Christin M. Choi
Arbitrator(s): Charles Ajamian
Hearing Site: Newark, NJ
08-0273001/22/2009Claimant(s): Joseph Villalba
Claimant Lawyers(s): Joseph Luis Villalba
Respondent(s): Robert Vallone, Hold Brothers On-Line Investment Service
Respondent Lawyers(s): Martin H. Kaplan, Robert A. Vallone
Arbitrator(s): Fred S. Pieroni
Hearing Site: Newark, NJ
07-0330601/16/2009Claimant(s): Kayvan Karoon
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Steven Lasser
Respondent Lawyers(s): Steven Jay Lasser
Arbitrator(s): Daniel J. McCarthy, Michael E. Silverman, Joan Marie Chiusano
Hearing Site: Newark, NJ
07-0360312/30/2008Claimant(s): James Apostle
Claimant Lawyers(s): Mark J. Astarita
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): John J. Lynch, Louis H. Miron, Edward W. Morris
Hearing Site: Newark, NJ
08-0140612/30/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin A. Rowin
Respondent(s): Steven Martini
Respondent Lawyers(s): Steven Martini
Arbitrator(s): Jeffrey Steinberg
Hearing Site: Newark, NJ
07-0269010/24/2008Claimant(s): Kayvan Karoon
Claimant Lawyers(s): George Brunelle
Respondent(s): First Montauk Securities Corp.
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): David L. Becker, Philip W Gaffney, Richard V. Adams
Hearing Site: Newark, NJ
08-0110310/21/2008Claimant(s): Michael Jacobs
Claimant Lawyers(s): Michael M. Jacobs
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): David Lebowitz
Arbitrator(s): James J. Noone
Hearing Site: Newark, NJ

349 Results

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