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FINRA Awards for Newark, NJ

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Displaying 261-270 out of 349 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0568505/20/2011Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Deborah Dickstein
Respondent(s): Robert Kantor
Respondent Lawyers(s): Robert Alan Kantor
Arbitrator(s): David I. Goldblatt
Hearing Site: Newark, NJ
09-0556205/05/2011Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Ellen Sheridan-Cona
Respondent(s): Mitchell Kahn
Respondent Lawyers(s): Lawrence B. Khan
Arbitrator(s): Linda T. Pellegrino, Rick F. Suppa, Simone A. Muscarnera
Hearing Site: Newark, NJ
10-0476805/05/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Edward C. Nowak
Respondent(s): Robert Tolstoi
Respondent Lawyers(s): Brian Reis
Arbitrator(s): Stephen L. Lister
Hearing Site: Newark, NJ
08-0350005/03/2011Claimant(s): Joseph Bardzilowski
Claimant Lawyers(s): Thomas H. Chiacchio
Respondent(s): Wachovia Securities, Francis Buckley, Harry Sze, Lawrence Parsons
Respondent Lawyers(s): David E. Strand
Arbitrator(s): Cynthia H. Plishtin, John R. Buehler, Alan Shaw
Hearing Site: Newark, NJ
10-0288304/28/2011Claimant(s): Lawrence Stavitski, Michael Halen, Peter Doyle, Raymond Doyle, Samual Suhaka
Claimant Lawyers(s): Robyn Gnudi Kalocsay
Respondent(s): Randolph Hill
Respondent Lawyers(s): Martin H. Kaplan
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
10-0465504/27/2011Claimant(s): Alex Glushanok
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Metlife Securities., Metropolitan Life Insurance Co.
Respondent Lawyers(s): Steven Yarusinsky
Arbitrator(s): Richard D. DeVita
Hearing Site: Newark, NJ
10-0468504/19/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Matthew Schurter
Respondent(s): Sherry DeGenaro
Respondent Lawyers(s): Sherry DeGenaro
Arbitrator(s): David I. Goldblatt
Hearing Site: Newark, NJ
09-0714804/12/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Yana Kromo
Respondent(s): Ted Rovet
Respondent Lawyers(s): Frederick W. Rovet
Arbitrator(s): David I. Goldblatt
Hearing Site: Newark, NJ
10-0545904/07/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): Denise Otten
Respondent Lawyers(s): Denise G. Otten
Arbitrator(s): Jack Friedman
Hearing Site: Newark, NJ
10-0537204/04/2011Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Yana Kromo
Respondent(s): Robert O'Herlihy
Respondent Lawyers(s): Robert O'Herlihy
Arbitrator(s): Jack Friedman
Hearing Site: Newark, NJ

349 Results

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