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FINRA Awards for Newark, NJ

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Displaying 91-100 out of 349 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0015401/04/2019Claimant(s): Gregory Chebuske
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SII Investments.
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
18-0221912/06/2018Claimant(s): Joseph Rodriguez
Claimant Lawyers(s): Mitra Niknam
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Mitra E. Niknam
Arbitrator(s): Linda J. Baer
Hearing Site: Newark, NJ
18-0231512/06/2018Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Jeffrey Laboranti
Respondent Lawyers(s): Jeffrey Anthony Laboranti
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
18-0183411/30/2018Claimant(s): Michael Clark
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
18-0171011/27/2018Claimant(s): John Burke
Claimant Lawyers(s): Katherine B. Harrison
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
18-0101911/21/2018Claimant(s): Harris Nydick
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Andrea Shafer
Arbitrator(s): Catherine Stewart
Hearing Site: Newark, NJ
18-0017911/19/2018Claimant(s): Daniel Foran
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, Raymond James Financial Services.
Respondent Lawyers(s): Jon kaplon, Stanton Fears
Arbitrator(s): Michael H. DuBoff
Hearing Site: Newark, NJ
18-0067211/16/2018Claimant(s): David Munoz
Claimant Lawyers(s): Michael Bessette
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
18-0210511/16/2018Claimant(s): Jeffrey Kotch
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): HD Vest Investment Services
Respondent Lawyers(s): Eric Chartan
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
18-0112711/14/2018Claimant(s): Jared Friedman
Claimant Lawyers(s): Jared Scott Friedman
Respondent(s): IFS Securities
Respondent Lawyers(s): J. Thomas Sadler
Arbitrator(s): Catherine Stewart, Stanley M. Lenkowicz, Sylvia Kaminsky
Hearing Site: Newark, NJ

349 Results

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