FINRA Awards for Kevin C. Coleman

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 9 out of 9 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-02044	07/27/2023	Claimant(s): Matthew Roberson Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services, Lincoln Financial Advisors Corporation Respondent Lawyers(s): Dustin J. Tirpak, Nuviah Shirazi Arbitrator(s): Kevin C. Coleman Hearing Site: San Francisco, CA
22-00844	02/15/2023	Claimant(s): Philip Wohl Claimant Lawyers(s): Phil Wohl Respondent(s): Ron Lissak, Catapult Advisors LLC Respondent Lawyers(s): Ron Matthew Lissak Arbitrator(s): Kevin C. Coleman, Wrally John Dutkiewicz, Jonathan Polland Hearing Site: San Francisco, CA
20-03128	06/03/2021	Claimant(s): Donna Stevenson Claimant Lawyers(s): David Monsour Respondent(s): Pacific West Securities. Respondent Lawyers(s): Philip A. Pizelo Arbitrator(s): Kevin C. Coleman Hearing Site: San Francisco, CA
20-01593	02/02/2021	Claimant(s): Richard Baer Claimant Lawyers(s): Benjamin Winograd Respondent(s): Lion Street Financial Respondent Lawyers(s): John Burmeister Arbitrator(s): Kevin C. Coleman Hearing Site: San Francisco, CA
20-01592	01/29/2021	Claimant(s): Richard Baer Claimant Lawyers(s): Benjamin Winograd Respondent(s): John Hancock Distributors LLC Respondent Lawyers(s): William A. Gottlieb Arbitrator(s): Kevin C. Coleman Hearing Site: San Francisco, CA
18-02379	03/12/2020	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Kevin Woods Respondent(s): David Krikorian Respondent Lawyers(s): Melinda Jane Steuer Arbitrator(s): Philip Aaron Tymon, Kevin C. Coleman, Meredith F. Hoffman Hearing Site: San Francisco, CA
17-01858	02/11/2019	Claimant(s): Virgil Threlkeld Claimant Lawyers(s): Gordon C. Young Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Kevin C. Coleman Hearing Site: San Francisco, CA
16-03579	11/14/2017	Claimant(s): Kenneth Meyers Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors, Robert W. Baird & Co. Incorporated Respondent Lawyers(s): Steven L. Satter, Wendy L. Schueller Arbitrator(s): Kevin C. Coleman Hearing Site: Reno, NV
17-00238	10/11/2017	Claimant(s): James Files Claimant Lawyers(s): Dochtor Kennedy Respondent(s): QA3 Financial Corp. Respondent Lawyers(s): Stephen K. Wild Arbitrator(s): Kevin C. Coleman Hearing Site: San Francisco, CA