| 20-03270 | 09/27/2021 | Claimant(s): National Securities Corporation
Claimant Lawyers(s): Fred Knopf
Respondent(s): Kurt Stein
Respondent Lawyers(s): Kurt Anthony Stein
Arbitrator(s): Peter A. Seibel, John Farrell Connor, Noah Jonathan Hanft
Hearing Site: New York, NY
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| 20-03766 | 09/23/2021 | Claimant(s): Christopher Bond
Claimant Lawyers(s): Craig A. Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily Hayes
Arbitrator(s): Steven J. Petrie, Anna M. Fanelli, Royce Russell
Hearing Site: New York, NY
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| 20-03119 | 09/16/2021 | Claimant(s): Michael Fasciglione
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation, First Montauk Securities Corp.
Respondent Lawyers(s): Emily A. Hayes, Robert I. Rabinowitz
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
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| 20-03134 | 09/08/2021 | Claimant(s): Mark Kolta
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
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| 20-02415 | 08/26/2021 | Claimant(s): Levant Bishop
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): James J. Stamos
Hearing Site: Chicago, IL
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| 20-03146 | 08/23/2021 | Claimant(s): Stuart Updegrove
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Ira A. Auerbach
Hearing Site: New York, NY
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| 20-02454 | 08/19/2021 | Claimant(s): Stuart Updegrove
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation, Eastbrook Capital Group LLC
Respondent Lawyers(s): Edward Sampson, Emily Hayes
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
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| 21-00220 | 08/06/2021 | Claimant(s): Shaun Stein
Claimant Lawyers(s): Brian Luther
Respondent(s): National Securities Corporation, J.P. Turner & Company
Respondent Lawyers(s): David Feldstein, Emily A. Hayes
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
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| 20-02450 | 08/04/2021 | Claimant(s): Mark Kolta
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation, Aegis Capital Corp.
Respondent Lawyers(s): Daniel Scott Furst, Emily A. Hayes
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
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| 20-03718 | 06/24/2021 | Claimant(s): Trevor Wurtzebach
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Theodore W. Wrobleski, Susanne J. Hollander, Scott Miller
Hearing Site: Chicago, IL
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