| 23-02761 | 05/21/2024 | Claimant(s): Joseph Diorio
Claimant Lawyers(s): Stephan Louviere
Respondent(s): J.J.B. Hilliard, W.L. Lyons, Banc of America Investment Services Inc.
Respondent Lawyers(s): Katelyn H. Wilson, Todd A. Holleman
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
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| 19-02570 | 02/26/2020 | Claimant(s): Stokes Baird
Claimant Lawyers(s): William W. Allen
Respondent(s): J.J.B. Hilliard, W.L. Lyons
Respondent Lawyers(s): Alexander M. Marks
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Louisville, KY
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| 13-00328 | 08/13/2014 | Claimant(s): John Jeffords
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): J.J.B. Hilliard, W.L. Lyons
Respondent Lawyers(s): Tina Cundari
Arbitrator(s): Alan L. Berger, John E. Allison, John G. Shamp
Hearing Site: Columbia, SC
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| 11-04739 | 11/01/2013 | Claimant(s): J.J.B. Hilliard, W.L. Lyons
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Steve Mahler
Respondent Lawyers(s): Frank "Kim" Breese
Arbitrator(s): R. Phillip Reed, Gary P. Price, Matthew P. McCauley
Hearing Site: St. Louis, MO
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| 11-03379 | 03/18/2013 | Claimant(s): J.J.B. Hilliard, W.L. Lyons
Claimant Lawyers(s): Reva D. Campbell
Respondent(s): Jay Otto, Jeffrey Lutz, Morgan Stanley, Tammy Kinstle
Respondent Lawyers(s): Joseph B. Alonso, Salvador M. Hernandez
Arbitrator(s): John B. Glueckert, Gregory P. Szuter, James Stephen Smith
Hearing Site: Cincinnati, OH
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| 09-03847 | 11/08/2011 | Claimant(s): Mark Lamkin
Claimant Lawyers(s): Kenneth A. Bohnert
Respondent(s): J.J.B. Hilliard, W.L. Lyons, PNC Brokerage Corp., PNC Investments LLC
Respondent Lawyers(s): J. Curtis McCubbin, James J. Rabenstine, Thomas J. Momjian
Arbitrator(s): Bill Swinford, Anthony G. Belak, Jarrett Andrew Jacobs
Hearing Site: Louisville, KY
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| 08-02881 | 06/30/2009 | Claimant(s): Carlos Reisen
Claimant Lawyers(s): William A. Healy
Respondent(s): J.J.B. Hilliard, W.L. Lyons
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Philip C. Johnston, Alex H. Keller, Marilyn R. Rathbun
Hearing Site: Cincinnati, OH
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| 06-02135 | 01/03/2008 | Claimant(s): Steven Nadler
Claimant Lawyers(s): Ruthann G. Niosi
Respondent(s): J.J.B. Hilliard, W.L. Lyons, PNC Investment
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Mark D. Quinn, Susan E. Harkins, Robert Philip Mather
Hearing Site: Newark, NJ
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