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FINRA Awards for J.J.B. Hilliard

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0059902/25/2022Claimant(s): Nicholas M. Del Ninno, IRA
Claimant Lawyers(s): Andrew M. Greenidge
Respondent(s): Robert W. Baird & Co. Incorporated, J.J.B. Hilliard, W.L. Lyons, Randal Master
Respondent Lawyers(s): Joseph C. Coates, III
Arbitrator(s): David M. Snyder, Shameeka E. Quallo, Dwayne Eddie Hickman
Hearing Site: Orlando, FL
Checkmark IconExpungement
17-0101806/15/2018Claimant(s): Judith Craig
Claimant Lawyers(s): Theodor Swansen
Respondent(s): David McDonald, J.J.B. Hilliard, W.L. Lyons, Mark Kregor
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): John J. Jordan, Steven T. Stern, Stephen J. Scherf
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
17-0281903/23/2018Claimant(s): Richard Westin
Claimant Lawyers(s): Richard Westin
Respondent(s): J.J.B. Hilliard, W.L. Lyons, Randal Master
Respondent Lawyers(s): J. Curtis McCubbin
Arbitrator(s): Barry Goldman
Hearing Site: Louisville, KY
Checkmark Icon$300
17-0075002/16/2018Claimant(s): Elizabeth Nickens
Claimant Lawyers(s): Michael A. Valenti
Respondent(s): Christopher Bennett, J.J.B. Hilliard, W.L. Lyons
Respondent Lawyers(s): Andrea M. Greene
Arbitrator(s): Sharon R. Merriman, Barry Goldman, James E. Schlottmann
Hearing Site: Louisville, KY
Checkmark Icon$445,000
16-0181909/22/2017Claimant(s): Elizabeth Benitone, Troy Benitone
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): J.J.B. Hilliard, W.L. Lyons
Respondent Lawyers(s): Janet P. Jakubowicz
Arbitrator(s): Janet M. Thompson, David F. Barrett, Kim L. Kirn
Hearing Site: St. Louis, MO
Checkmark Icon$568,699
14-0038201/29/2015Claimant(s): William Allen
Claimant Lawyers(s): Michael C. Keating
Respondent(s): J.J.B. Hilliard, W.L. Lyons
Respondent Lawyers(s): J. Curtis McCubbin
Arbitrator(s): Lisa Shusterman
Hearing Site: Indianapolis, IN
Checkmark Icon$0
11-0322611/30/2012Claimant(s): Phyllis Culbertson
Claimant Lawyers(s): David P. Meyer
Respondent(s): J.J.B. Hilliard, W.L. Lyons
Respondent Lawyers(s): J. Curtis McCubbin
Arbitrator(s): Jeffrey M. Bain, Vincent S. Mezinko, Michael Angelo Massa
Hearing Site: Columbus, OH
Checkmark Icon$184,995
12-0015110/03/2012Claimant(s): Dale Schubert
Claimant Lawyers(s): Dale J. Schubert
Respondent(s): J.J.B. Hilliard, W.L. Lyons
Respondent Lawyers(s): J. Curtis McCubbin
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
Checkmark Icon$7,873
09-0703007/27/2010Claimant(s): Florence Isham
Claimant Lawyers(s): Fred S. Clark
Respondent(s): J.J.B. Hilliard, W.L. Lyons
Respondent Lawyers(s): J. Curtis McCubbin
Arbitrator(s): Albert J. Haller
Hearing Site: St. Louis, MO
Checkmark Icon$0
09-0190002/02/2010Claimant(s): Elizabeth Roth
Claimant Lawyers(s): J. Christopher Wehrle
Respondent(s): J.J.B. Hilliard, W.L. Lyons, Leonard Mcgehee
Respondent Lawyers(s): Tonya J. Austin
Arbitrator(s): M. Eileen Dorsey, Marilyn T. Selby, Robert W. Dempsey
Hearing Site: St. Louis, MO
Checkmark Icon$30,000

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