| 23-00164 | 04/06/2023 | Claimant(s): Josef Najar
Claimant Lawyers(s): David E. Robbins
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): G. Wayne Hillis, Jr.
Arbitrator(s): Fred S. Pieroni, Edward W. Morris, Joanne Basso Mack
Hearing Site: New York, NY
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| 19-03341 | 05/06/2020 | Claimant(s): Timothy Kenyon
Claimant Lawyers(s): Michael Lee
Respondent(s): Triad Advisors LLC
Respondent Lawyers(s): Melissa Tarentino
Arbitrator(s): Fred S. Pieroni, Robert R. Salman, Francine Barbara Colon
Hearing Site: Newark, NJ
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| 15-02443 | 01/29/2019 | Claimant(s): David Lerner Associates.
Claimant Lawyers(s): Gene L. Small
Respondent(s): Charles Margiasso, Daniel Burns, Edward Finocchiaro, Wells Fargo Advisors, Joseph Lafferty, Loreto Testani, Martin Weiss, Michael Rosen, Mitchell Fischer, Timothy Cheriaparampil
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Fred S. Pieroni, Francis Carling, Charles Norman Weinberg
Hearing Site: New York, NY
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| 17-01037 | 08/16/2018 | Claimant(s): Bruce Plyer
Claimant Lawyers(s): Joshua K Bromberg
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Fred S. Pieroni, Marvin Schleyer, Paul Allan Massaro
Hearing Site: Newark, NJ
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| 17-02059 | 02/14/2018 | Claimant(s): Louis Tranquilli
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Fred S. Pieroni, Paul Allan Massaro
Hearing Site: Newark, NJ
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| 13-00266 | 11/22/2013 | Claimant(s): Rinico Sawyer
Claimant Lawyers(s): Robert Heim
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Daniel R. Korb
Arbitrator(s): Fred S. Pieroni, Lori H. Carena, Robert J. Miller
Hearing Site: New York, NY
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| 11-03106 | 01/14/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Fred S. Pieroni, Daniel J. McCarthy, Sean F. Monahan
Hearing Site: Newark, NJ
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| 11-00117 | 12/26/2012 | Claimant(s): Charles Drummond
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Blaylock Robert Van
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): Fred S. Pieroni, Julian F. Santos, David Jeremy Mattana
Hearing Site: New York, NY
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| 10-00305 | 02/17/2011 | Claimant(s): John Decorso
Claimant Lawyers(s): Jason J. LeBoeuf
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Fred S. Pieroni, S. Charles Tabak, Thomas A. Abitabile
Hearing Site: Newark, NJ
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| 07-01334 | 01/06/2011 | Claimant(s): Kayvan Karoon
Claimant Lawyers(s): Thomas Vays
Respondent(s): Shawn Arlauckas, Financial Network Investment Corporati
Respondent Lawyers(s): Shawn Arlauckas, Thomas Vays
Arbitrator(s): Fred S. Pieroni, Robina Fedora Asti, Anthony P. Connolly
Hearing Site: Newark, NJ
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