| 16-03675 | 03/29/2018 | Claimant(s): Stephen Nichols
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Michael Pastore
Arbitrator(s): John F. Burns, Mark A. Cleland, Lee Hornberger
Hearing Site: Detroit, MI
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| 17-02331 | 03/29/2018 | Claimant(s): Charles Zhang
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): John F. Burns, Patrick R. Sughroue, Stephen D. Arkwright
Hearing Site: Detroit, MI
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| 17-00970 | 11/28/2017 | Claimant(s): Curtis Whipple
Claimant Lawyers(s): David M. Saperstein
Respondent(s): Kalos Capital.
Respondent Lawyers(s): John Williams
Arbitrator(s): John F. Burns
Hearing Site: Detroit, MI
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| 15-02127 | 11/03/2017 | Claimant(s): Hantz Financial Services.
Claimant Lawyers(s): David J. Shea
Respondent(s): Mark Corbin, Raymond, James & Associates.
Respondent Lawyers(s): Raymond W. Henney
Arbitrator(s): Edward M. Olson, John F. Burns, Jonathan Edward Maire
Hearing Site: Detroit, MI
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| 16-00600 | 04/28/2017 | Claimant(s): Randall Fath
Claimant Lawyers(s): Randall E. Fath
Respondent(s): OneAmerica Securities.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): John F. Burns, Gerald W. Hepp, Peter Brooker
Hearing Site: Cincinnati, OH
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| 14-01190 | 04/14/2016 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): John Marsh
Respondent(s): Sadeer Jamil
Respondent Lawyers(s): John A. Hubbard
Arbitrator(s): John F. Burns, Barbara A. Johannessen, Eugene Halsey Bosart
Hearing Site: Detroit, MI
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| 15-02354 | 01/22/2016 | Claimant(s): Invest Financial Corporation
Claimant Lawyers(s): Scott A. Chernich
Respondent(s): Karrie Parrett
Respondent Lawyers(s): Karrie Renee Parrett
Arbitrator(s): John F. Burns
Hearing Site: Cincinnati, OH
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| 11-00886 | 08/07/2013 | Claimant(s): Bryan Schon
Claimant Lawyers(s): Brian Witus
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Robert J. Scafuri, Joseph R. Papo, John F. Burns
Hearing Site: Detroit, MI
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| 11-04653 | 06/11/2013 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin MacAvoy
Respondent(s): Christopher Roumayeh
Respondent Lawyers(s): Christopher M. Roumayeh
Arbitrator(s): John F. Burns
Hearing Site: Detroit, MI
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| 11-03217 | 08/17/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Brian S. Hormozi
Respondent(s): Michael Pompei
Respondent Lawyers(s): Michael Albert Pompei
Arbitrator(s): John F. Burns
Hearing Site: Detroit, MI
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