Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00009 | 05/02/2022 | Claimant(s): Cambridge Investment Research. Claimant Lawyers(s): Kristina J. Branstetter Respondent(s): David Melilli Respondent Lawyers(s): David John Melilli Arbitrator(s): John F. Burns Hearing Site: Philadelphia, PA | ||
| 20-02704 | 04/23/2021 | Claimant(s): Christopher Risher Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): John F. Burns Hearing Site: Louisville, KY | ||
| 20-03077 | 03/26/2021 | Claimant(s): William Ho Claimant Lawyers(s): Stephan Louviere Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): John F. Burns Hearing Site: Columbus, OH | ||
| 20-02334 | 02/02/2021 | Claimant(s): Titus Allen Claimant Lawyers(s): Stephan Louviere Respondent(s): Fifth Third Securities. Respondent Lawyers(s): Robert M. Zimmerman Arbitrator(s): John F. Burns Hearing Site: Columbus, OH | ||
| 20-03393 | 02/02/2021 | Claimant(s): Equitable Advisors, Equitable Network Claimant Lawyers(s): Raha Assadi Respondent(s): Patrick Carberry Respondent Lawyers(s): John F. O'Riordan Arbitrator(s): John F. Burns Hearing Site: Philadelphia, PA | ||
| 20-01599 | 01/26/2021 | Claimant(s): Bryon Spicer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): USA Advanced Planners Inc. Respondent Lawyers(s): Frederick Gearhart Arbitrator(s): John F. Burns Hearing Site: Cincinnati, OH | ||
| 20-01804 | 12/01/2020 | Claimant(s): Brian Walsh Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): Ameritas Investment Company Respondent Lawyers(s): Andrea D. Snowden Arbitrator(s): John F. Burns Hearing Site: Philadelphia, PA | ||
| 18-04318 | 08/06/2019 | Claimant(s): Mark Kruman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): John F. Burns Hearing Site: Philadelphia, PA | ||
| 18-03173 | 04/15/2019 | Claimant(s): Justin Bonavitacola Claimant Lawyers(s): Stefan R. Dandelles Respondent(s): Lincoln Financial Distributors. Respondent Lawyers(s): Kyle B. Osting Arbitrator(s): John F. Burns Hearing Site: Pittsburgh, PA | ||
| 18-01373 | 03/13/2019 | Claimant(s): Shannan Denison Claimant Lawyers(s): Michael Bessette Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): John F. Burns Hearing Site: Detroit, MI |