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FINRA Awards for J.P. Turner & Company

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Displaying 21-30 out of 31 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0321409/16/2013Claimant(s): Prudential Annuities Distributors
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Eric J. Dec
Arbitrator(s): Richard Slavin, Alice Holly Oshins, James J. Gadarowski
Hearing Site: Hartford, CT
12-0413209/12/2013Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Dimitrios Koutsoubos
Respondent Lawyers(s): Dimitrios Koutsoubos
Arbitrator(s): Richard J. Kaplan
Hearing Site: Boca Raton, FL
12-0144108/30/2013Claimant(s): GunnAllen Financial
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Royce Alan Burns, Peggy Lewis Kennedy, Floyd W. McRae
Hearing Site: Atlanta, GA
12-0399805/23/2013Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Nicholas D'amico
Respondent Lawyers(s): Nicholas D'Amico
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
12-0301005/15/2013Claimant(s): Edo Smidtsrod
Claimant Lawyers(s): Edo Smidtsrod
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Ali Sabetghadam
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
12-0007508/01/2012Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Donald Watson
Respondent Lawyers(s): Donald Watson
Arbitrator(s): Douglas Martin Crow
Hearing Site: Portland, OR
10-0228512/07/2010Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Scott Mason
Respondent Lawyers(s): Scott David Mason
Arbitrator(s): Guy K. Stewart
Hearing Site: Orlando, FL
09-0355111/18/2010Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Mitchell Sloane
Respondent Lawyers(s): Mitchell Harris Sloane
Arbitrator(s): Sandra J. Mullings, Jan Louise Ulman, Joseph M. Buffone
Hearing Site: New York, NY
09-0394107/15/2010Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Eric J. Dec
Respondent(s): Mark Graham
Respondent Lawyers(s): Daniel P. Dietrich
Arbitrator(s): Benjamin E. Fisher, Ruth C. Adrian, Ian S. Greig
Hearing Site: Tampa, FL
07-0301207/13/2009Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Richard J. Babnick
Respondent(s): Roger May
Respondent Lawyers(s): Thomas D. Birge
Arbitrator(s): Arthur E. Otten, Mary C. Davis, Patricia Mary Vondra
Hearing Site: Denver, CO

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