Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03288 | 08/13/2020 | Claimant(s): Michael Greenstone Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Martin R. Cramer Hearing Site: Newark, NJ | ||
| 19-03287 | 07/21/2020 | Claimant(s): Michael Greenstone Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa Gworek Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ | ||
| 19-03285 | 07/09/2020 | Claimant(s): Michael Greenstone Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa Gworek Arbitrator(s): Michael H DuBoff Hearing Site: Newark, NJ | ||
| 19-03283 | 05/26/2020 | Claimant(s): Michael Greenstone Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa Gworek Arbitrator(s): Linda J. Baer Hearing Site: Newark, NJ | ||
| 19-02061 | 03/09/2020 | Claimant(s): Joseph Guarneri Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY | ||
| 19-00901 | 11/27/2019 | Claimant(s): Matthew Leone Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY | ||
| 18-03049 | 04/09/2019 | Claimant(s): Richard Zinman Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Katherine L. Handy Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA | ||
| 18-00344 | 08/28/2018 | Claimant(s): Ralph Linzmeier Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Patrick S. Christensen Arbitrator(s): David J. Anderson Hearing Site: Los Angeles, CA | ||
| 17-03107 | 06/19/2018 | Claimant(s): Daniel Dodgen Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): AXA Advisors Respondent Lawyers(s): Pamela Rosado Arbitrator(s): Nancy J. Spieczny Hearing Site: San Diego, CA | ||
| 17-02642 | 03/19/2018 | Claimant(s): Glen Titan, Royce Bergman Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Cheryl S. Chang Arbitrator(s): Elliott David Finkel Hearing Site: Los Angeles, CA |