| 23-03512 | 11/15/2024 | Claimant(s): Brandon Rosenbaum
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Richard J. Lawrence
Hearing Site: Seattle, WA
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| 24-00285 | 11/08/2024 | Claimant(s): Karen Koenig
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Seattle, WA
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| 23-03347 | 09/12/2024 | Claimant(s): Natasha Jahn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): CUNA Brokerage Services.
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Philip Alan Johnson
Hearing Site: Seattle, WA
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| 23-02050 | 09/03/2024 | Claimant(s): Billy Howard
Claimant Lawyers(s): Craig S. Sternberg
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Stephany Adriene Watson, Jonathan Michael Bensky, David Seiyei Wakukawa
Hearing Site: Seattle, WA
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| 23-03348 | 08/01/2024 | Claimant(s): Natasha Jahn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Emma M. Tomsick
Arbitrator(s): Katherine Hendricks
Hearing Site: Seattle, WA
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| 23-02886 | 06/12/2024 | Claimant(s): Amber Stream
Claimant Lawyers(s): Robert Moses
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eleonora Yonge
Arbitrator(s): Richard J. Lawrence
Hearing Site: Seattle, WA
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| 23-02605 | 06/03/2024 | Claimant(s): Natasha Jahn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Key Investment Services LLC
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Bert P. Krages
Hearing Site: Seattle, WA
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| 23-00700 | 05/22/2024 | Claimant(s): John Kasel
Claimant Lawyers(s): Christopher F. Robertson
Respondent(s): KMS Financial Services., U.S. Bancorp Investments.
Respondent Lawyers(s): Briana Al Taqatqa, Records Custodian
Arbitrator(s): Katherine Hendricks, David William Hickman, Linda Dai-Fong Koa
Hearing Site: Seattle, WA
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| 23-02867 | 03/13/2024 | Claimant(s): Richard Stewart
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Karen H. Chapman
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Seattle, WA
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| 23-01339 | 01/08/2024 | Claimant(s): Brennan Mayfield
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Thrivent Investment Management Inc.
Respondent Lawyers(s): Shannon M. Wheaton
Arbitrator(s): David William Hickman
Hearing Site: Seattle, WA
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