| 03-09101 | 11/22/2010 | Claimant(s): Redwood Partners, Spectra Financial Group
Claimant Lawyers(s): James M Wines
Respondent(s): CIBC World Markets Corp., CSS
Respondent Lawyers(s): Jennifer Zordani, Lloyd S. Clareman
Arbitrator(s): Judith R. MacDonald, Thomas Caiaffa, Earl S. Schwarz
Hearing Site: New York, NY
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| 08-04888 | 10/20/2010 | Claimant(s): Stephen Finkelstein
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): UBS Securities LLC, UBS Global Asset Management (US) Inc.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Earl S. Schwarz, Howard D. Jacob, Peter A. Kiefer
Hearing Site: New York, NY
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| 03-00802 | 08/03/2010 | Claimant(s): Raghavan Sathianathan
Claimant Lawyers(s): Raghavan Sathianathan
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Tim DiDomenico
Arbitrator(s): Earl S. Schwarz, Martin A. Edelstein, Jerome M Shafer
Hearing Site: New York, NY
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| 09-02760 | 03/11/2010 | Claimant(s): Further Lane Securities, L.P.
Claimant Lawyers(s): Carole R. Bernstein
Respondent(s): Evan Schwartzberg, Odeon Capital Group LLC
Respondent Lawyers(s): Alan Friedman
Arbitrator(s): Earl S. Schwarz, Edward S. Bradley, Linda S. Cole
Hearing Site: New York, NY
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| 08-00006 | 01/16/2009 | Claimant(s): Craig Shere
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Calyon Securities (USA) Inc.
Respondent Lawyers(s): Tracey Tiska
Arbitrator(s): Earl S. Schwarz, Martin L. Feinberg, Joseph I. Liebman
Hearing Site: New York, NY
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