| 10-03700 | 03/19/2012 | Claimant(s): Mark Wilton
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Coren Stern
Arbitrator(s): Earl S. Schwarz, Bruce K. Isenberg, Perry Earl Phillips
Hearing Site: Boca Raton, FL
|  | $0 |
| 09-02964 | 06/14/2011 | Claimant(s): CITGO Petroleum Corporation, PDV Holding.
Claimant Lawyers(s): Anne C. Flannery
Respondent(s): Guillermo Clamens, FTC Capital Markets., FTC Emerging Markets., FTC Holdings
Respondent Lawyers(s): Guillermo David Clamens
Arbitrator(s): Charles Kleinbaum, Earl S. Schwarz, Richard W. Cutler
Hearing Site: New York, NY
| | $20,943,000 |
| 09-02255 | 06/02/2010 | Claimant(s): The Maximillian H. Miltzlaff Rev. Trust
Claimant Lawyers(s): Richard J.J. Scarola
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Dan A. Rosenbaum
Arbitrator(s): Earl S. Schwarz, Evdokia Sofos, Carolyn A. Mann
Hearing Site: New York, NY
| | $60,000 |
| 08-01911 | 09/24/2009 | Claimant(s): Robert Young
Claimant Lawyers(s): Robert C. Young
Respondent(s): Charles Teixeira, John Loughran, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jason D. Lane
Arbitrator(s): Earl S. Schwarz, Irene C. Warshauer, James M. Rhodes
Hearing Site: New York, NY
| | $0 |
