22-02626 | 06/14/2023 | Claimant(s): Benton Lacy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BBVA Compass Investment Solutions. Respondent Lawyers(s): Katie M. Kimbrell Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX
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22-01754 | 06/05/2023 | Claimant(s): Kimberly Ripoll Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX
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23-00356 | 05/23/2023 | Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC Claimant Lawyers(s): Erin Friel Elmore Respondent(s): Ramon Perez Respondent Lawyers(s): Ramon Paul Perez Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX
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22-00654 | 04/28/2023 | Claimant(s): Troy Stine Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): A. G. Edwards & Sons., Cetera Advisor Networks LLC Respondent Lawyers(s): David Feldstein, Deirdre Wolff Arbitrator(s): Maryanne M. Esser, Irving Sylvester Moses, Stuart Diamond Hearing Site: Houston, TX
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22-01792 | 04/20/2023 | Claimant(s): Pat Patterson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX
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22-01442 | 04/14/2023 | Claimant(s): James Malloch Claimant Lawyers(s): Kevin D. Galbraith Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Jeanette E. Dennis Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX
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22-01813 | 04/14/2023 | Claimant(s): Troy Taylor Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Jason Kempf Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX
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20-00109 | 03/07/2023 | Claimant(s): Nicholas Low Claimant Lawyers(s): Rogge Dunn Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Oren L. Connaway, Robert C. Rice, Mina Banerjee Hearing Site: Houston, TX
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22-00877 | 02/10/2023 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Timothy D Gronewold Respondent(s): Christine Dormier Respondent Lawyers(s): Christine Tan Dormier Arbitrator(s): Maryanne M. Esser Hearing Site: Houston, TX
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22-01316 | 01/13/2023 | Claimant(s): David Smith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX
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