Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03751 | 07/29/2021 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Laurie A. Perez Respondent(s): Harold Harrison Respondent Lawyers(s): Harold Walter Harrison Arbitrator(s): Marc Kalish Hearing Site: Phoenix, AZ | ||
| 20-02697 | 05/19/2021 | Claimant(s): Jason Freiwald Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Waddell & Reed Respondent Lawyers(s): Eric D. Martin Arbitrator(s): Marc Kalish Hearing Site: Phoenix, AZ | ||
| 19-00379 | 11/01/2019 | Claimant(s): Christopher Adikwu Claimant Lawyers(s): Joshua B. Kons Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Eric Dowell Arbitrator(s): Marc Kalish, Mary M. O'Neil, Holly A. Hart Hearing Site: Phoenix, AZ | ||
| 19-00213 | 06/13/2019 | Claimant(s): David James Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Eagle Gate Securities. Respondent Lawyers(s): Corporate Officer Arbitrator(s): Marc Kalish Hearing Site: Salt Lake City, UT | ||
| 17-02757 | 10/22/2018 | Claimant(s): James Poindexter Claimant Lawyers(s): Armin Sarabi Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael Leahy Arbitrator(s): Marc Kalish Hearing Site: Phoenix, AZ | ||
| 18-00417 | 10/22/2018 | Claimant(s): Michael Butt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Piper Jaffray & Co., Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman, Denise M. Hammond Arbitrator(s): Marc Kalish Hearing Site: Phoenix, AZ | ||
| 18-00416 | 08/15/2018 | Claimant(s): Trent Montague Claimant Lawyers(s): Armin Sarabi Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Marc Kalish Hearing Site: Phoenix, AZ | ||
| 15-02111 | 04/13/2017 | Claimant(s): SII Investments. Claimant Lawyers(s): Scott A. Chernich Respondent(s): Brian Moltz Respondent Lawyers(s): Brian Moltz Arbitrator(s): Marc Kalish Hearing Site: Phoenix, AZ | ||
| 15-01951 | 12/12/2016 | Claimant(s): Douglas Howard Claimant Lawyers(s): Sean N. Egan Respondent(s): Zions Direct. Respondent Lawyers(s): Mark L. Smith Arbitrator(s): Marc Kalish, Michael G. Clark, Jo-Marie Lisa Hearing Site: Salt Lake City, UT | ||
| 11-02987 | 03/13/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Christopher S. Koller Respondent(s): Rene' Espinoza Respondent Lawyers(s): Peter Roeser Arbitrator(s): Marc Kalish, James W. Warren, Richard Kent Mahrle Hearing Site: Phoenix, AZ |