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FINRA Awards for Peter Roeser

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0298703/13/2015Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Christopher S. Koller
Respondent(s): Rene' Espinoza
Respondent Lawyers(s): Peter Roeser
Arbitrator(s): Marc Kalish, James W. Warren, Richard Kent Mahrle
Hearing Site: Phoenix, AZ

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