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FINRA Awards for Charles Schwab & Co..

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Displaying 31-40 out of 127 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0127503/02/2022Claimant(s): Theodore Fischer
Claimant Lawyers(s): Brian Luther
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Stephen Howard Marcus, Tim James O'Keefe, Michael Shimokaji
Hearing Site: Los Angeles, CA
18-0389310/15/2021Claimant(s): Shawn Lawson
Claimant Lawyers(s): Clinton W. Marrs
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Ronald G. Guida, Richard Djokic, Henry Zabarsky
Hearing Site: Denver, CO
21-0015609/16/2021Claimant(s): Payden Bullis, Rene Rojas
Claimant Lawyers(s): David Monsour
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Rachael Conley
Arbitrator(s): Sandra L. Malek
Hearing Site: Phoenix, AZ
19-0129608/12/2021Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Ronald Behymer
Respondent Lawyers(s): Niel Prosser
Arbitrator(s): Kenneth R. Starr, Chirag Dinesh Chauhan, Robert Stewart Barney
Hearing Site: Memphis, TN
20-0256307/20/2021Claimant(s): Aaron Leatherwood
Claimant Lawyers(s): Frances Menzer
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Robyn C. Crowther
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Denver, CO
21-0002506/24/2021Claimant(s): Anthony Calderon
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Robert E. Jenks
Hearing Site: Phoenix, AZ
18-0389405/18/2021Claimant(s): Stephen Guzylak
Claimant Lawyers(s): Robert J Girard
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Julie Taylor
Arbitrator(s): Robert M Stein, Dean J. Dietrich, Jeffry Canin
Hearing Site: Seattle, WA
20-0218005/14/2021Claimant(s): Leigh Jeter Stanford
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): David J. Romanski
Hearing Site: San Francisco, CA
20-0198404/23/2021Claimant(s): Jeff Jen
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Robyn C. Crowther
Arbitrator(s): Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
20-0282802/18/2021Claimant(s): Nicolas Meyer
Claimant Lawyers(s): James P. Galvin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Indianapolis, IN

127 Results

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