Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-03787 | 05/08/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Patricia E. Cowart Respondent(s): Brian Berger Respondent Lawyers(s): Brian Michael Berger Arbitrator(s): James W. Geiger Hearing Site: Boca Raton, FL | ||
| 13-02874 | 04/23/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Sara Soto Respondent(s): Richard Ohrn Respondent Lawyers(s): Richard Winsor Ohrn Arbitrator(s): Alice J. Johnson, Joseph Benalt, Marilyn Nader Hearing Site: Boca Raton, FL | ||
| 14-01315 | 04/16/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Demian J. Betz Respondent(s): Steven Fried Respondent Lawyers(s): Steven Fried Arbitrator(s): Harvey Alan Blicksilver Hearing Site: Boca Raton, FL | ||
| 14-02950 | 04/10/2015 | Claimant(s): AXA Advisors, AXA Network, L.L.C. Claimant Lawyers(s): Matthew N. Thibaut Respondent(s): Michael Mendelsohn Respondent Lawyers(s): Michael Mendelsohn Arbitrator(s): Steven N. Ainbinder Hearing Site: Boca Raton, FL | ||
| 14-01796 | 04/06/2015 | Claimant(s): Thomas Moran Claimant Lawyers(s): Craig D. Stein Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Alan S. Rafterman Arbitrator(s): Elena G. Rodriguez, Robert J. Bender, Paul J. Burkhart Hearing Site: Boca Raton, FL | ||
| 14-01904 | 03/19/2015 | Claimant(s): Securities America. Claimant Lawyers(s): Christina Heller Respondent(s): Michael Hodges Respondent Lawyers(s): Michael Stephen Hodges Arbitrator(s): David P. Slater Hearing Site: Boca Raton, FL | ||
| 12-04265 | 03/13/2015 | Claimant(s): Laidlaw & Company (Uk) LTD. Claimant Lawyers(s): Ross David Carmel Respondent(s): Matthew Turner, Michael Moore Respondent Lawyers(s): Matthew Turner, Michael T. Moore Arbitrator(s): Jack Stein, John J. Hearn, Richard W. Epstein Hearing Site: Boca Raton, FL | ||
| 12-02804 | 03/02/2015 | Claimant(s): Morgan Stanley, MSSB FA Notes Holding Claimant Lawyers(s): Jonathan Berg Respondent(s): Respondent Lawyers(s): Arbitrator(s): Richard S. Zaifert, Barbara H. Reed, Peter A. Portley Hearing Site: Boca Raton, FL | ||
| 14-00320 | 03/02/2015 | Claimant(s): Donald Bianco Claimant Lawyers(s): Ian J. Frimet Respondent(s): Liana Dobarganes Respondent Lawyers(s): Dennis Fano Arbitrator(s): Jack Stein, Alice J. Johnson, Robert G. Geeseman Hearing Site: Boca Raton, FL | Expungement | |
| 14-01136 | 02/18/2015 | Claimant(s): Daniel Head Claimant Lawyers(s): Craig D. Stein Respondent(s): Reecie Stagnolia Respondent Lawyers(s): August M. Iorio Arbitrator(s): Joseph L. Bernstein, David P. Slater, Lucie L. Sabella Hearing Site: Boca Raton, FL | Expungement |