| 23-01411 | 05/16/2024 | Claimant(s): John Thomas
Claimant Lawyers(s): Harris Freedman
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Larry Yager
Arbitrator(s): Nancy J. Cliff
Hearing Site: Boca Raton, FL
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| 23-02692 | 05/01/2024 | Claimant(s): Carl Labruna
Claimant Lawyers(s): Carl John Labruna
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Louis David Huss, Mark A. Jacoby, Lauren Beth Shapiro
Hearing Site: Boca Raton, FL
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| 23-01167 | 04/26/2024 | Claimant(s): Charles Skipper
Claimant Lawyers(s): Harris Freedman
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Steven N. Ainbinder
Hearing Site: Boca Raton, FL
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| 23-02658 | 04/05/2024 | Claimant(s): Tyson Lewis
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
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| 23-02347 | 03/28/2024 | Claimant(s): Carlos Estima, Eduardo Cruz, Kenia Naves Rocha, Luis De Melo Ferreira
Claimant Lawyers(s): Jordi C. Martinez-Cid
Respondent(s): EFG Capital International
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): Gloria F. Katz, Paul A. Holmes, Robert G. Geeseman
Hearing Site: Boca Raton, FL
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| 23-02818 | 03/21/2024 | Claimant(s): Mark Beloyan
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Paul Feller, Cronus Equity Capital Investments, Cronus Equity
Respondent Lawyers(s): Legal Office, Paul Herbert Feller
Arbitrator(s): James M. Scutti
Hearing Site: Boca Raton, FL
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| 23-02622 | 03/20/2024 | Claimant(s): Keith Singer
Claimant Lawyers(s): Adam D Palmer
Respondent(s): Kovack Securities Inc
Respondent Lawyers(s): Amy S. Towle
Arbitrator(s): Jack Stein, Morton S. Bunis, Martin I Jaffe
Hearing Site: Boca Raton, FL
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| 23-02704 | 03/20/2024 | Claimant(s): Trevor Fried
Claimant Lawyers(s): Randi P Spallina
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Barry David Thorpe
Hearing Site: Boca Raton, FL
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| 23-03515 | 03/12/2024 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Silvio Borrero
Respondent Lawyers(s): Silvio Borrero
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
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| 23-02132 | 03/11/2024 | Claimant(s): Shmuel Maya
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Kimberly A. Gilmour, Adam Lawrence Frankel, Samuel Adam Katz
Hearing Site: Boca Raton, FL
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