Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03538 | 06/14/2019 | Claimant(s): Christopher Facka Claimant Lawyers(s): David A. Weintraub Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Nanci Sondra Landy Hearing Site: Boca Raton, FL | ||
| 18-01243 | 06/04/2019 | Claimant(s): Colleen Schuhmann Claimant Lawyers(s): Joshua F. Bautz Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Robert G. Geeseman Hearing Site: Boca Raton, FL | ||
| 19-00338 | 06/04/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Jorge De Apodaca Respondent Lawyers(s): V. Michael Arias Arbitrator(s): Steven Gerard Goerke Hearing Site: Boca Raton, FL | ||
| 19-00351 | 06/03/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Gregory Tendrich Respondent(s): Jonathan Ender Respondent Lawyers(s): V. Michael Arias Arbitrator(s): Richard J. Kaplan Hearing Site: Boca Raton, FL | ||
| 19-00505 | 05/23/2019 | Claimant(s): Barbara Zech Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL | ||
| 18-04098 | 05/22/2019 | Claimant(s): Veronica Gillotte Claimant Lawyers(s): Veronica Gillotte Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian P. Harlan Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | ||
| 19-00159 | 05/22/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Gerardo Castillo Respondent Lawyers(s): V. Michael Arias Arbitrator(s): Donna Greenspan Solomon Hearing Site: Boca Raton, FL | ||
| 18-04018 | 05/13/2019 | Claimant(s): Alyssa Rakovich Claimant Lawyers(s): Robert J. Harvey Respondent(s): Morgan Stanley Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): Gary M. Landau Hearing Site: Boca Raton, FL | ||
| 16-02742 | 05/09/2019 | Claimant(s): Corey Daniels Claimant Lawyers(s): Corey Darnell Daniels Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Allen Kilik, Jon Stanley Spisiak, Sidney Turner Hearing Site: Boca Raton, FL | ||
| 18-03476 | 05/08/2019 | Claimant(s): Brett Oley Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): James W. Geiger Hearing Site: Boca Raton, FL |