| 23-02735 | 08/21/2024 | Claimant(s): Mark Kemp
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): McNally Financial Services Corporation
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX
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| 23-02768 | 08/09/2024 | Claimant(s): Francis Amsler, Marc Laborde
Claimant Lawyers(s): Jennifer Poole Farrar
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX
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| 23-02972 | 08/09/2024 | Claimant(s): Keith Patterson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., Securities America., Investacorp Inc.
Respondent Lawyers(s): Adam Kauff, Jennifer R. Cox
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX
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| 23-01743 | 04/30/2024 | Claimant(s): Francis Amsler, Marc Laborde
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Rockefeller Financial LLC
Respondent Lawyers(s): William Fenrich
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX
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| 23-01341 | 02/14/2024 | Claimant(s): Champ Warren
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX
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| 23-00514 | 01/11/2024 | Claimant(s): Gregory Harrison
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Little Rock, AR
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| 21-00972 | 06/29/2021 | Claimant(s): Donald Jackson
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Oklahoma City, OK
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| 20-03082 | 04/07/2021 | Claimant(s): Jason Hudson
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): Edward Jones
Respondent Lawyers(s): Bentley P. Stansbury
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Oklahoma City, OK
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| 18-01130 | 02/26/2019 | Claimant(s): Robert Buchanan
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig. Vollono
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX
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| 16-02985 | 08/07/2017 | Claimant(s): Kevin Kugley
Claimant Lawyers(s): Adam Charles Nicolai
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Timothy L. Andrews, Jeffrey R. Jury, Brian James Tagtmeier
Hearing Site: Houston, TX
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