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FINRA Awards for Chan Nam

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0188007/24/2020Claimant(s): Matthew Lane
Claimant Lawyers(s): Paul E. Minnefor
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Robert E. Anderson, Jay Alan Kranis, Richard Gaspare Dragotta
Hearing Site: Newark, NJ
19-0001510/08/2019Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Morgan Stanley & Co., Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff, Chan Nam
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
18-0275604/10/2019Claimant(s): Jonathan Hyett
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Steven S. Manos
Hearing Site: Boston, MA
18-0153612/07/2018Claimant(s): Robert Gilman
Claimant Lawyers(s): John Stewart
Respondent(s): Morgan Stanley & Co. LLC
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
17-0320207/12/2018Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
17-0170803/15/2018Claimant(s): Norman Coates
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc., Legg Mason Wood Walker, Capital One Investments
Respondent Lawyers(s): Chan Nam, Todd Ratner
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
17-0114411/21/2017Claimant(s): Anthony Pecoraro
Claimant Lawyers(s): Ronald M Amato
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Philip J. Glick
Hearing Site: Milwaukee, WI
17-0040210/02/2017Claimant(s): Andrew Rieger
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley, Citigroup Global Markets.
Respondent Lawyers(s): Chan Nam, David I. Hantman
Arbitrator(s): Olivia Milbank Farrar
Hearing Site: Washington, DC

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