Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02810 | 08/09/2021 | Claimant(s): Brannan Vaughan Claimant Lawyers(s): Benjamin Winograd Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA | ||
| 20-02256 | 06/24/2021 | Claimant(s): FSC Securities Corporation Claimant Lawyers(s): Garry T. Stevens Respondent(s): John Marty Respondent Lawyers(s): John Eugene Marty Arbitrator(s): Elmo E. Wedderburn, Mary Margaret Bush, D. Peter Gleichenhaus Hearing Site: San Francisco, CA | ||
| 20-03010 | 05/20/2021 | Claimant(s): Joshua Williamson Claimant Lawyers(s): Chelsea Masters Respondent(s): Transamerica Financial Advisors Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA | ||
| 20-01102 | 02/10/2021 | Claimant(s): James Kirwan Claimant Lawyers(s): Harris Freedman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA | ||
| 20-00627 | 10/09/2020 | Claimant(s): Daniel Chang, Steve Kim Claimant Lawyers(s): Adam C. Pollet Respondent(s): TD Ameritrade. Respondent Lawyers(s): Alicia L. Dragoo Arbitrator(s): Gary William England, Mary Margaret Bush, Shawn Ridgell Hearing Site: San Francisco, CA | ||
| 19-03368 | 06/17/2020 | Claimant(s): Craig Nelson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): James Noblett Arbitrator(s): Mary Margaret Bush Hearing Site: Salt Lake City, UT | ||
| 19-01370 | 12/23/2019 | Claimant(s): David Li Claimant Lawyers(s): Frances Menzer Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA | ||
| 19-00215 | 11/05/2019 | Claimant(s): Kenneth Ancell Claimant Lawyers(s): Harris M. Freedman Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Peter Wheeler Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA | ||
| 19-00011 | 10/10/2019 | Claimant(s): Garret Morgan Claimant Lawyers(s): Scott E. Rahn Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA | ||
| 18-01862 | 01/31/2019 | Claimant(s): Kai Chen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Deborah Burstein Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA |