| 18-04387 | 08/15/2019 | Claimant(s): Brian Eagon
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley, Morgan Stanley DW Inc.
Respondent Lawyers(s): Abigail D. Elrod, Elisabeth Kratka
Arbitrator(s): Richard W. Dissen
Hearing Site: Pittsburgh, PA
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| 18-01992 | 07/30/2019 | Claimant(s): John Steer
Claimant Lawyers(s): Philip J. Castagno
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Louis F. Mendez
Arbitrator(s): Richard W. Dissen
Hearing Site: Louisville, KY
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| 18-01877 | 05/15/2019 | Claimant(s): David Hartl
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Thomas J. Cahill, W. Preston Martin
Arbitrator(s): Richard W. Dissen
Hearing Site: Cincinnati, OH
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| 18-02835 | 04/10/2019 | Claimant(s): William Lendl
Claimant Lawyers(s): Michael Bessette
Respondent(s): Edward Jones
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Richard W. Dissen
Hearing Site: Cincinnati, OH
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| 18-01990 | 03/12/2019 | Claimant(s): Robert Coleman
Claimant Lawyers(s): Michael Bessette
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Richard W. Dissen
Hearing Site: Cincinnati, OH
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| 17-01404 | 04/13/2018 | Claimant(s): Lauren Dalton
Claimant Lawyers(s): Michael Leigh
Respondent(s): Fidelity Brokerage Services LLC, Michael Galinger, Strategic Advisers Inc.
Respondent Lawyers(s): Lauren E. Ingoldsby
Arbitrator(s): Richard W. Dissen
Hearing Site: Louisville, KY
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| 17-02346 | 03/01/2018 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill Clarke
Respondent(s): Curtis Pritchard
Respondent Lawyers(s): Curtis J. Pritchard
Arbitrator(s): Richard W. Dissen
Hearing Site: Pittsburgh, PA
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| 17-01602 | 09/19/2017 | Claimant(s): Leonard Kichler
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Richard W. Dissen
Hearing Site: Cincinnati, OH
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| 13-02062 | 03/10/2015 | Claimant(s): Brian Lehner
Claimant Lawyers(s): Brian J Laliberte
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eliott R. Good
Arbitrator(s): Richard W. Dissen, Mary K. Flask, Dieter Domanovic
Hearing Site: Cleveland, OH
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| 13-02646 | 11/11/2014 | Claimant(s): Jonathan Brofford
Claimant Lawyers(s): Jonathan D. Brofford
Respondent(s): Colin Lewis, Jeffrey Suhanic, Kenneth Duncan, PNC Investments
Respondent Lawyers(s): Gary Lieberman
Arbitrator(s): Jay S. Ferrier, Richard W. Dissen, Gary Lee Ainley
Hearing Site: Cleveland, OH
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