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FINRA Awards for Philip J. Castagno

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0199207/30/2019Claimant(s): John Steer
Claimant Lawyers(s): Philip J. Castagno
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Louis F. Mendez
Arbitrator(s): Richard W. Dissen
Hearing Site: Louisville, KY

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