| 20-01210 | 09/29/2020 | Claimant(s): Andoni Yturralde
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
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| 19-03375 | 08/28/2020 | Claimant(s): Paul Selvin
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
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| 20-00250 | 08/24/2020 | Claimant(s): William Neat
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Gregory P. Szuter
Hearing Site: Cincinnati, OH
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| 19-03526 | 06/16/2020 | Claimant(s): David Butler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Julie Marie Miller
Hearing Site: Little Rock, AR
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| 19-02315 | 06/12/2020 | Claimant(s): Stephen O'Donnell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Adam Kauff, Sarah K. Yates
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
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| 19-03315 | 06/08/2020 | Claimant(s): Steven Southworth
Claimant Lawyers(s): Frances Menzer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Peter A. Goldman
Hearing Site: New York, NY
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| 19-03182 | 04/30/2020 | Claimant(s): Arthur Springer
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
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| 19-03362 | 04/30/2020 | Claimant(s): Matthew Wilson
Claimant Lawyers(s): Frances Menzer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Marilyn R. Lewis
Hearing Site: Denver, CO
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| 19-02912 | 04/29/2020 | Claimant(s): James Yu
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Barbara Davis Solomon
Hearing Site: Washington, DC
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| 19-02748 | 04/27/2020 | Claimant(s): Michael Hearn
Claimant Lawyers(s): Michael Christopher Hearn
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Richard D. Rosenbloom, Robert E. Anderson, Francis Xavior Daumen
Hearing Site: Syracuse, NY
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