Potomac Analytics' Logo

FINRA Awards for Jonathan B. Gilbert

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 21 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0111906/11/2024Claimant(s): Mark Hebert
Claimant Lawyers(s): Jonathan S. Sack
Respondent(s): Wells Fargo Securities
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Jonathan B. Gilbert, James Michael Belk, Douglas Alan Lawson
Hearing Site: Charlotte, NC
23-0199503/08/2024Claimant(s): Sameer Baig
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Carole Miller
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Charlotte, NC
18-0419803/03/2022Claimant(s): Jefferies
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Patrick Cunningham
Respondent Lawyers(s): Patrick F. Moran
Arbitrator(s): Jonathan B. Gilbert, Jonah J. Orlofsky, John William Kenesey
Hearing Site: Chicago, IL
20-0217610/18/2021Claimant(s): Justin Murphy
Claimant Lawyers(s): Gary R. Irwin
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Larry N. Litt, Jonathan B. Gilbert, Ansis Viksnins
Hearing Site: Minneapolis, MN
20-0252812/11/2020Claimant(s): Manohar Khatri
Claimant Lawyers(s): Dana Gloor
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Milwaukee, WI
20-0160111/06/2020Claimant(s): Jennifer Lattanzio
Claimant Lawyers(s): Nancy L. Hendrickson
Respondent(s): Chase Investment Services Corp., Citizens Securities.
Respondent Lawyers(s): Adam R. Bennett, Brenna Anatone Force
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Cleveland, OH
19-0283702/24/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Jeffrey Hill
Respondent Lawyers(s): Jeffrey Alan Hill
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Minneapolis, MN
18-0128201/10/2020Claimant(s): Kristin Anderson
Claimant Lawyers(s): Morgan D. Schut
Respondent(s): Edward Jones
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Chicago, IL
18-0345905/14/2019Claimant(s): Scott Kurkjian
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Chicago, IL
18-0019702/28/2019Claimant(s): Linda Cook
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Des Moines, IA

21 Results

Display: