Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02354 | 04/13/2021 | Claimant(s): Anthony Bonanno Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Park Avenue Securities. Respondent Lawyers(s): Kristin L. Wynne Arbitrator(s): Tracy L. Allen Hearing Site: Indianapolis, IN | ||
| 20-02818 | 04/09/2021 | Claimant(s): John Moriarty Claimant Lawyers(s): Dochtor Kennedy Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO | ||
| 20-00493 | 02/23/2021 | Claimant(s): Gerald Taylor Claimant Lawyers(s): Michael Bessette Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 20-01412 | 02/23/2021 | Claimant(s): Amy Boyet Besse Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Rainmaker Securities Respondent Lawyers(s): Dominic Cioffi Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO | ||
| 20-00925 | 12/22/2020 | Claimant(s): Gregg Martinsen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Tracy L. Allen Hearing Site: Buffalo, NY | ||
| 20-01574 | 12/11/2020 | Claimant(s): Sheldon Harber Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO | ||
| 20-01545 | 10/30/2020 | Claimant(s): Daniel Kautz Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Tracy L. Allen Hearing Site: Buffalo, NY | ||
| 20-00969 | 10/16/2020 | Claimant(s): Michael Hess Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN | ||
| 19-03454 | 09/25/2020 | Claimant(s): John Vandyke Claimant Lawyers(s): Benjamin Winograd Respondent(s): QA3 Financial Corp. Respondent Lawyers(s): Company President Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 19-03166 | 08/21/2020 | Claimant(s): David Himich Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI |