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FINRA Awards for J.P. Morgan Securities

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Displaying 141-150 out of 175 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0081510/19/2016Claimant(s): Metehan Erim
Claimant Lawyers(s): Jason J. LeBoeuf
Respondent(s): Carol Doran-Timmins, Craig Pruett, Eric Tepper, J.P. Morgan Securities, Manuel Ruiz, Michael Ayerov, Robert Smalls
Respondent Lawyers(s): Matthew Wholey
Arbitrator(s): Charles L. Prothero, Linda J. Baer, Peter John Maurice Forbes
Hearing Site: Newark, NJ
15-0158009/06/2016Claimant(s): Kasey Ring
Claimant Lawyers(s): Jaqualin Friend Peterson
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): W. John Lee
Arbitrator(s): Dennis Dowd, Terry M Lloyd, Richard Marc Weinroth
Hearing Site: Salt Lake City, UT
14-0337208/30/2016Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): John F. Marsh
Respondent(s): Carolyn Kitzel, J.P. Morgan Securities
Respondent Lawyers(s): Christopher S. Griesmeyer, Jack J. Carriglio
Arbitrator(s): Kevin J. Conway, Michael Steinberg, Deberah Singer Bernstein
Hearing Site: Chicago, IL
15-0128206/21/2016Claimant(s): Jianhua Lin
Claimant Lawyers(s): Jianhua Lin
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Ivy Okoniewski
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
16-0008406/15/2016Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Gene L. Small
Respondent(s): Thomas Ferrero
Respondent Lawyers(s): Thomas J. Ferrero
Arbitrator(s): Bruce W. Bennett
Hearing Site: Atlanta, GA
15-0105306/14/2016Claimant(s): J.P. Morgan Securities, JPMorgan Chase Bank, N.A.
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Jason Meyer, Morgan Stanley, Lori Rabinowitz, Mead Briggs, Michael Pudlak, Michael Reynolds, Steven Christensen
Respondent Lawyers(s): Jonathan C. Thau, Thomas J. Momjian
Arbitrator(s): Kenneth J. Horowitz, Leo J. Karwejna, Sirena Terr
Hearing Site: Newark, NJ
14-0386304/04/2016Claimant(s): Gregory Wisniewski
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Thomas F. Mahoney, Brian E. Slotky, Michael I. White
Hearing Site: Chicago, IL
15-0134104/04/2016Claimant(s): Ashlee Willis
Claimant Lawyers(s): Ashlee Willis
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Corey N. Thrush
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: Cincinnati, OH
14-0108611/05/2015Claimant(s): Kostantina Bourdev
Claimant Lawyers(s): Cary S. Lapidus
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey A. Wortman
Arbitrator(s): Richard L. Rubin, Robert Mallin Hirsch, Roger Gilbert
Hearing Site: San Francisco, CA
14-0078810/13/2015Claimant(s): Barbara Johnson
Claimant Lawyers(s): Barbara Andrea Johnson
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Christine L. Stetson
Hearing Site: Houston, TX

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