| 18-03956 | 10/09/2019 | Claimant(s): Timothy Caso
Claimant Lawyers(s): Timothy Caso
Respondent(s): Ameriprise Financial Services., Thomas Robbins
Respondent Lawyers(s): Edward A. Walton, Joel Wertman
Arbitrator(s): Peter D. Shelp, Mary L. Sims, Suzanne Levin Wolfson
Hearing Site: Philadelphia, PA
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| 18-00637 | 10/04/2019 | Claimant(s): Tetyana Luczaj
Claimant Lawyers(s): Tetyana Luczaj
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Frederick T. Smith
Arbitrator(s): Guillermo L. Bosch, Alan M. Schankel, Laura A. Kaster
Hearing Site: Philadelphia, PA
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| 19-00386 | 09/10/2019 | Claimant(s): Carl Gordinier
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
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| 18-04409 | 08/19/2019 | Claimant(s): Theodore Durante
Claimant Lawyers(s): Dochtor Kennedy MBA, J.D.
Respondent(s): The Prudential Insurance Company Of Amer
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
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| 18-04318 | 08/06/2019 | Claimant(s): Mark Kruman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): John F. Burns
Hearing Site: Philadelphia, PA
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| 18-02905 | 06/18/2019 | Claimant(s): Alfred Matarazzo
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Philadelphia, PA
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| 18-02671 | 06/04/2019 | Claimant(s): James Saltzburg
Claimant Lawyers(s): Jean H. Bickhart
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Geoffrey W. Millsom
Arbitrator(s): Mark H. Stein
Hearing Site: Philadelphia, PA
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| 18-04410 | 05/28/2019 | Claimant(s): Theodore Durante
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): TFS Securities.
Respondent Lawyers(s): Tammy S. Case
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
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| 17-01362 | 04/05/2019 | Claimant(s): Citizens Securities.
Claimant Lawyers(s): John K Wells
Respondent(s): Bruce Cooke
Respondent Lawyers(s): Joel Wertman
Arbitrator(s): Doris J. Dabrowski, Jerry G. Kos, Richard D. Mellinger
Hearing Site: Philadelphia, PA
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| 18-01553 | 02/26/2019 | Claimant(s): Irvin Rosenzweig
Claimant Lawyers(s): Christopher Coss
Respondent(s): UBS Financial Services Inc., PNC Investments
Respondent Lawyers(s): Frederic L. Liberman, Sean J. Coughlin
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
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