Potomac Analytics' Logo

FINRA Awards for Edward Jones

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 91-100 out of 138 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0069904/03/2019Claimant(s): Brian Groh
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
18-0147502/04/2019Claimant(s): Michael Murphy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX
16-0349501/11/2019Claimant(s): Rodney Schurg
Claimant Lawyers(s): Kimberley P. Cronin
Respondent(s): Edward Jones
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Thomas J. Gmeinder, Jeffrey W. Jacobs, Tina Alison Davis
Hearing Site: Denver, CO
17-0322001/09/2019Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A Pickett
Respondent(s): Jay Slouffman, Prospera Financial Services.
Respondent Lawyers(s): John Alten
Arbitrator(s): Stephen P. Calardo, A. Brian McIntosh, David S. Blessing
Hearing Site: Cincinnati, OH
16-0029312/13/2018Claimant(s): John Everson, Rosalie Everson
Claimant Lawyers(s): James Thomaidis
Respondent(s): Edward Jones
Respondent Lawyers(s): Thomas H. Wagner
Arbitrator(s): Ilene T. Gormly, Marilyn R. Lewis, Carol L. Roslund
Hearing Site: Denver, CO
18-0087211/20/2018Claimant(s): Michael Engelstad
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Indianapolis, IN
18-0204611/09/2018Claimant(s): Kathe Wilson
Claimant Lawyers(s): Kathe Sorrentino Wilson
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Darryl J. Horowitt
Hearing Site: Reno, NV
18-0018709/04/2018Claimant(s): Cheryl Squier
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Michael Jeffrey Norton
Hearing Site: Denver, CO
17-0244708/10/2018Claimant(s): Ryan Hyslop
Claimant Lawyers(s): Owen Harnett
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Robert F. Saint-Aubin, Sally G. Williams, Kevin L. Wheeler
Hearing Site: San Diego, CA
17-0330807/12/2018Claimant(s): Robert Anderson
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Edward Jones
Respondent Lawyers(s): Joseph D'Elia
Arbitrator(s): Linda M. Foster-Wells
Hearing Site: Boca Raton, FL

138 Results

Display: