| 18-00548 | 02/24/2020 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew Shapren
Respondent(s): Jerald Slowik
Respondent Lawyers(s): David Jacobs
Arbitrator(s): Kip C Lubcke, Madelyn A. Levy, David John Reilly
Hearing Site: New York, NY
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| 16-01111 | 02/28/2019 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ryan S. Nichols
Respondent(s): Nicholas Disesso
Respondent Lawyers(s): Nicholas Modesto Disesso
Arbitrator(s): Kip C. Lubcke, Abraham Harry Bunis, Peter John Maurice Forbes
Hearing Site: Newark, NJ
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| 13-01343 | 07/06/2015 | Claimant(s): John Boris
Claimant Lawyers(s): Kevin M. Kiernan
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Kip C. Lubcke, Camille S. Cooper, Bertrand M. Lanchner
Hearing Site: New York, NY
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| 08-03738 | 07/25/2011 | Claimant(s): Synergy Investment Group
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Baruch Coleman, Burton Medlin, Christopher Palladino, Eric Sides, Jeffrey Jones, Mark Wesley, Timothy Bain, The Synergy Holding Group, Vision Trek
Respondent Lawyers(s): Baruch Coleman, Raquel Terrigno
Arbitrator(s): Kip C. Lubcke, Abraham Harry Bunis, Joan Marie Chiusano
Hearing Site: Newark, NJ
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| 08-01050 | 10/22/2010 | Claimant(s): Jefferies & Company.
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Daniel Cohen, Jonathan Sopher, Cohen Asset Management, Cohen Capital Partners II, Infinity Equities 1 LLC
Respondent Lawyers(s): Pamela L. Klienberg, Robert L. Herskovits, William A. Rome
Arbitrator(s): Bernard A. Kesselman, Hugh N. Fryer, Kip C. Lubcke
Hearing Site: New York, NY
| | Expungement |
| 07-03516 | 08/05/2009 | Claimant(s): Joseph Petrone
Claimant Lawyers(s): Linda M. Deola
Respondent(s): Investacorp., Ladenburg Thalmann Financial Services LL
Respondent Lawyers(s): Mark J. Astarita, Michael J. Astarita
Arbitrator(s): Kip C. Lubcke, John R. Pepe, Linda J. Baer
Hearing Site: Newark, NJ
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| 06-01988 | 03/03/2008 | Claimant(s): Stuart Lantz
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Kathleen M. Anderson
Arbitrator(s): Kip C. Lubcke, R. Scott Garley, Angela Lourdes Ortiz
Hearing Site: Newark, NJ
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