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FINRA Awards for Raymond James Financial Services.

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Displaying 91-100 out of 117 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0514602/24/2014Claimant(s): Brian Benoit
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Alan Chepenik, David Benoit, Raymond James Financial Services., Richard Benoit, Benoit, Chepenik & Benoit P.A.
Respondent Lawyers(s): David A. Gehn, Richard Benoit, Robert M. Rudnicki
Arbitrator(s): Terry G. Cleaves, Dwayne E. Clark, Charles W. Lavender
Hearing Site: Boca Raton, FL
12-0352402/03/2014Claimant(s): Ian James
Claimant Lawyers(s): Randall C. Place
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): Donald K. Eckhardt, James Francis Donovan, Richard Devlin Roussel
Hearing Site: New Orleans, LA
12-0175501/30/2014Claimant(s): James Robertson
Claimant Lawyers(s): Mike Aduddell
Respondent(s): James Fulp, Jamie Kosharek, John Houston, Leslie Reese, Raymond James Financial Services.
Respondent Lawyers(s): Erin K. Linehan, Michael Y. Lin
Arbitrator(s): Donald K. Eckhardt, Robert Dan Sherrill, Joseph Anthony Slechta
Hearing Site: Houston, TX
12-0390905/30/2013Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): William McCourt Schmitt
Respondent(s): Jason Steele
Respondent Lawyers(s): Jason Leon Steele
Arbitrator(s): Thomas W. Allen
Hearing Site: Raleigh, NC
12-0028805/01/2013Claimant(s): Robert Fenyk
Claimant Lawyers(s): Norman E. Watts
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Ronald L. Cheney, Susan E. Maloney, Morton S. Bunis
Hearing Site: Boston, MA
12-0132404/26/2013Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Jennifer R. Seltenrich
Respondent(s): Richard Westerman
Respondent Lawyers(s): Richard Herbert Westerman
Arbitrator(s): Bonny Kathleen Riggs, Robert M. Stein, Jerome O. Cohen
Hearing Site: Seattle, WA
11-0250804/24/2013Claimant(s):
Claimant Lawyers(s):
Respondent(s): Chad Andrews, Raymond James Financial Services.
Respondent Lawyers(s): Kelli Bullington, Peter Gardner
Arbitrator(s): Rolf V. Aronsen, Andrew R. Dick, John J. Sagness
Hearing Site: Des Moines, IA
10-0181212/14/2012Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): John K. Wells
Respondent(s): Hemant Singh
Respondent Lawyers(s): Philip L. Guarino
Arbitrator(s): Henry Tiffany, Sandra Gale Behrle, Alfred H. Kingon
Hearing Site: New York, NY
12-0024109/25/2012Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Detroy Womack
Respondent Lawyers(s): Detroy Lee Womack
Arbitrator(s): Thanayi J. Lindsey
Hearing Site: Los Angeles, CA
11-0454407/16/2012Claimant(s): Eduard Van Raay
Claimant Lawyers(s): Martin F. Gusy
Respondent(s): Raymond James Financial Services., Raymond James Financial Services Advisor
Respondent Lawyers(s): Ann M. Hensler
Arbitrator(s): Patricia Gunn
Hearing Site: Orlando, FL

117 Results

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