| 13-01179 | 01/28/2015 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Aaron S. Furniss
Respondent(s): KeyBank National Association
Respondent Lawyers(s): Shannon L. McDougald
Arbitrator(s): Laila Asmar Folk, William B. James, David Cottingham Mann
Hearing Site: Memphis, TN
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| 14-01778 | 01/15/2015 | Claimant(s): Thomas Barnett
Claimant Lawyers(s): Thomas F. Barnett
Respondent(s): Morgan Keegan & Company., Raymond, James & Associates.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): D. Bruce Shine
Hearing Site: Memphis, TN
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| 11-04118 | 08/01/2014 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Peter R. Boutin
Respondent(s): Just Mortgage., RMK Financial Corp. d/b/a Majestic Home
Respondent Lawyers(s): Stephen Cho
Arbitrator(s): Elliott David Finkel, Madeleine Kleinman, Kendall C. Reed
Hearing Site: Los Angeles, CA
| | Stipulated Award |
| 13-00728 | 07/11/2014 | Claimant(s): Michael Barker
Claimant Lawyers(s): Eric C. Kastner
Respondent(s): Morgan Keegan & Company., Raymond, James & Associates.
Respondent Lawyers(s): Julie Taylor, Nathan R. Jaskowiak
Arbitrator(s): Shawn Ridgell, Donald Ervin Cope, Michael Joseph Desmond
Hearing Site: San Francisco, CA
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| 12-02697 | 09/09/2013 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Dominique Heller
Respondent(s): Sandra Macdowell
Respondent Lawyers(s): Mark A. Hendrix
Arbitrator(s): Phillip Lee Scheldt
Hearing Site: Dallas, TX
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| 13-01491 | 09/03/2013 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William McCourt Schmitt
Respondent(s): Ricky Bell
Respondent Lawyers(s): Ricky E. Bell
Arbitrator(s): Michael E. Weddington
Hearing Site: Raleigh, NC
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| 12-04279 | 03/28/2013 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): S. Lawrence Polk
Respondent(s): Brent Trulove
Respondent Lawyers(s): Brent Derek Trulove
Arbitrator(s): David W. Dresnick
Hearing Site: Jackson, MS
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| 11-03624 | 03/21/2013 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William M. Schmitt
Respondent(s): Wayne Altman
Respondent Lawyers(s): Wayne T. Altman
Arbitrator(s): George E. Bouse, Alfred Brunette, Robert S. Anderson
Hearing Site: Tampa, FL
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| 11-03904 | 02/11/2013 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William M. Schmitt
Respondent(s): William Lane
Respondent Lawyers(s): Kim Mark Minix
Arbitrator(s): Karla Y. Vogel
Hearing Site: Atlanta, GA
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| 11-01902 | 11/16/2012 | Claimant(s): Yieldquest Securities
Claimant Lawyers(s): Simon Miller
Respondent(s): David Summers, Joseph Patire, Morgan Keegan & Company., William Nelson
Respondent Lawyers(s): Charles M. Dalziel, Shea O'Brien Hicks
Arbitrator(s): John C. Yeoman, Philip Michael Moran, Nicholas John Reiter
Hearing Site: Atlanta, GA
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