| 20-03747 | 07/13/2022 | Claimant(s): George McCutchen
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): F. John Herrmann, Barbara Black, Theodore Haynes
Hearing Site: Columbia, SC
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| 21-01670 | 03/21/2022 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Scott Williams
Respondent Lawyers(s): Scott Douglas Williams
Arbitrator(s): Theodore Haynes, Michael Edward Collins, Nancy King Crawford
Hearing Site: Nashville, TN
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| 21-01746 | 02/25/2022 | Claimant(s): William Paschal
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones, A. G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolf, Jonathan W. Hackbarth
Arbitrator(s): Theodore Haynes
Hearing Site: Columbia, SC
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| 20-00773 | 02/01/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Theodore R. Bynum III
Respondent(s): Pedro Bolano
Respondent Lawyers(s): Pedro Luis Bolano
Arbitrator(s): Theodore Haynes
Hearing Site: Orlando, FL
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| 17-01391 | 12/26/2017 | Claimant(s): David Adams
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Neil Harvey Smith, Theodore Haynes, Stephen Edward Cundiff
Hearing Site: Nashville, TN
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| 14-02885 | 01/27/2017 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Andrew R. Froman
Respondent(s): Peggy Thorlton
Respondent Lawyers(s): Robert W. Pearce
Arbitrator(s): Michael W. Brody, Theodore Haynes, Brandon Scott Peters
Hearing Site: Orlando, FL
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| 13-02103 | 11/05/2014 | Claimant(s): Mark Williams
Claimant Lawyers(s): Douglas K. Gartenlaub
Respondent(s): G. Thornhill
Respondent Lawyers(s): Brian F. Mumford
Arbitrator(s): A.J. Seier, Theodore Haynes, David Edwin Link
Hearing Site: Orlando, FL
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