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FINRA Awards for Wells Fargo Clearing Services

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Displaying 51-60 out of 371 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0113111/13/2023Claimant(s): Charles McAfee
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Howard N. Kahn, Will Murphy, Justin Wallace Askins
Hearing Site: Boca Raton, FL
23-0161211/07/2023Claimant(s): Adrienne Rowles
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Ameriprise Financial Services, Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff, Howard M. Klausmeier
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
23-0070211/07/2023Claimant(s): Fady Nakhla
Claimant Lawyers(s): Fady Milad Nakhla
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Charlton Young
Arbitrator(s): Peter L. Michaelson, Justin Gregory Anuario, Justin Escher Alpert
Hearing Site: Jersey City, NJ
23-0079410/31/2023Claimant(s): Justin Bailey
Claimant Lawyers(s): Robert Hill
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jason Kempf
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
22-0291410/30/2023Claimant(s): Paul Michlik
Claimant Lawyers(s): Paul Michlik
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Ronald N. Roth, Erik R. Siering, Anatoly Tony Zuban
Hearing Site: San Diego, CA
22-0261510/09/2023Claimant(s): Stefan Nensala
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Valerie Holder
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
21-0024210/06/2023Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith Barnett
Respondent(s): Matthew Sherbondy
Respondent Lawyers(s): William R. Carlisle
Arbitrator(s): Mollie Wagner Neal, David Blair Sinyard, Edward Martin Davidson
Hearing Site: Atlanta, GA
20-0235609/29/2023Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gary I. Blackman
Respondent(s): Scott Reed
Respondent Lawyers(s): Caroline Saunders
Arbitrator(s): Marc Kalish, Althea P. Halchuck, LeRoy Melvin Gilbertson
Hearing Site: Phoenix, AZ
23-0009809/25/2023Claimant(s): James Richardson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
22-0244809/06/2023Claimant(s): Amy Zachery
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jason Kempf
Arbitrator(s): George Pinckney Shingler
Hearing Site: Atlanta, GA

371 Results

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